United States:
Josh Horn’s Great Guidance On RIA Conflicts Of Interest
24 February 2015
Fox Rothschild LLP
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We are pleased to share with everyone Josh Horn's excellent
guidance on RIA conflicts of interest, recently, published in the
Practical Compliance and Risk Management for the Securities
Industry, a professional journal published by Wolters Kluwer
Financial Services, Inc. See
PCRM_01-15_Horn-Shah-C3.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
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