United States:
Effective Date For TRACE Dissemination Of 144A Data
04 November 2013
Morrison & Foerster LLP
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As we reported in a previous post (
http://www.mofojumpstarter.com/2013/09/20/trace-dissemination-of-144a-data/),
the SEC approved amendments to FINRA Rules 6750 and 7730, and TRACE
dissemination procedures for Rule 144A trade data. FINRA has
announced (see: http://www.finra.org/web/groups/industry/@ip/@reg/@notice/documents/notices/p375662.pdf)
that these amendments will go into effect beginning June 30,
2014.
Because of the generality of this update, the information
provided herein may not be applicable in all situations and should
not be acted upon without specific legal advice based on particular
situations.
© Morrison & Foerster LLP. All rights reserved
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