Expect Focus - Life Insurance, Volume III, September 2017 (PDF)
- OCIE Lessons From Cybersecurity 2 Initiative
- NAIC Cybersecurity Working Group Votes to Approve Insurance Data Security Model Law
- NAIC Big Data Working Group Update
- SEC Scrutinizes Multi-Manager Arrangements
- SEC Cautions on Use of Distributed Ledger/Blockchain Technology to Raise Capital
- SEC Stays Approval of Quadruple-Leveraged ETF
- SEC Investor Advocate's 2018 Objectives Target Key Issues for Life Insurers
- Nevada Securities Act Amendments – What's Next?
- The Fiduciary Rule Status Update
- The DOL Fiduciary Rule: Charting a Course, Avoiding Collisions and Potential Litigation
- Certified Financial Planner Board Proposes Fiduciary Obligations for All CFP Financial Advice
- Pennsylvania Court Holds Fiduciary Duty Exists Only Where Consumer Cedes Decision-Making Control to the Fiduciary
- Plaintiffs Survive Standing-Based Challenge to California Senior Notice and Financial Elder Abuse Claims
- Eleventh Circuit Affirms Summary Judgment for Insurer in STOLI Case
- Dismissal of Individual Claims Cap Insurer's Winning Streak in Action Challenging FIA Product Features
- Communications With Auditors and Audit Committees May Change
- New Partnership Audit Rules – Plan Ahead Before the Tax Bill Arrives
- A Ticking Clock: New York's Pending Non-Guaranteed Elements Rule for Life Insurance and Annuity Products
- Sticking Firmly to Contract Terms, Court Dismisses Premium and COI Overcharge Claims
- Summary Judgment Win for Insurer in "Stable Value" Interest Rate Setting Case
- Jump in Credit Scores Means Dip in Underwriting Predictability
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