United States:
SEC Adopts Rules To Modernize Information Reported By Funds, Require Liquidity Risk Management Programs, And Permit Swing Pricing
To print this article, all you need is to be registered or login on Mondaq.com.
On October 13, 2016, the Securities and Exchange
Commission adopted rules to implement modern reporting and
disclosure requirements for registered investment companies and
open‑end funds. Press Release.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
POPULAR ARTICLES ON: Finance and Banking from United States
Kirschner: The Final Act?
Mayer Brown
On August 24, 2023, the US Court of Appeals for the Second Circuit issued its decision in the Kirschner v. JPMorgan litigation saga, rejecting the plaintiff's...