The SEC requested comments on an immediately effective FINRA proposal to amend FINRA Rule 6433 ("Minimum Quotation Size Requirements for OTC Equity Securities") to extend the Tier Size Pilot Program for OTC equity securities until June 9, 2017. The request for comments was published in the Federal Register.
Comments on the FINRA proposal must be submitted by December 22, 2016.
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
