Mondaq All Regions: Finance and Banking
Holley Nethercote commercial & financial services lawyers
This is the first part of a two-part series on the outcome and lessons learned from ASIC Report 515 on Financial advice.
Borden Ladner Gervais LLP
In the recent decision SNC-Lavalin Polska SP. ZOO c. BNP Paris Canada, Justice Serge Gaudet of the Quebec Superior Court upholds the criteria set out by the Supreme Court of Canada...
Borden Ladner Gervais LLP
The Government of Ontario has issued a consultation paper, seeking input with respect to regulations it proposes to make under the Collection and Debt Settlement Services Act (the "Act"). This regulations are part of the Government's ongoing reforms to legislation governing debt collection, which began with amendments to the Act effected by Bill 59, the Putting Consumers First Act (Consumer Protection Statute Law Amendment), 2017.
KPMG Malta
The ECB is developing new guidance aimed at harmonising European banks' approaches to their ICAAP and ILAAP processes. The new guidance is based on seven key principles and is expected to enter full force within two years.
Baker & McKenzie
Strong Customer Authentication (SCA) has become a political football passing between the European Banking Authority and the European Commission.
Arthur Cox
The Central Bank has published a Brexit FAQ which it plans to update as Brexit negotiations progress. The FAQ consolidates the position statements already made by the Central Bank since the Brexit referendum...
The summer months have seen a number of interesting developments for Gibraltar's financial services industry.
Akin Gump Strauss Hauer & Feld LLP
Asset managers should maintain proper and effective risk management policies and procedures to identify and manage the risks to which each fund or discretionary account is, or may be, exposed.
Dillon Eustace
The Irish Central Bank has issued a Brexit related FAQ document providing general information to financial services firms considering relocating their operations from the UK to Ireland.
Arthur Cox
An LEI is a global reference code which uniquely identifies a legal entity. An LEI comprises a 20 digit alphanumeric code unique to an entity, and has been required for Transparency Directive purposes and for reporting under the European Market Infrastructure Regulation for some time.
KPMG Malta
Malta's regulatory and fiscal system has led to its increasing popularity as a jurisdiction for international business, particularly in the setting up of aircraft leasing arrangements.
Pinsent Masons LLP
Banks around the world are battling to prepare themselves for the introduction of new accounting rules affecting provisions for potential future losses, with UK banks expecting to be particularly hard-hit.
Cadwalader, Wickersham & Taft LLP
In a speech at Bloomberg London, UK Financial Conduct Authority ("FCA") Chief Executive Andrew Bailey discussed (i) the sustainability of the London Interbank Offered Rate ("LIBOR")...
Cadwalader, Wickersham & Taft LLP
The DSIO determined that the parties are "jointly and severally liable" for violations of the CEA and CFTC regulations.
Cadwalader, Wickersham & Taft LLP
Aruba-based futures trading company Copersucar Trading A.V.V., a subsidiary of a Brazilian sugar and ethanol company, settled CFTC charges that it executed wash trades and prearranged noncompetitive trades.
Womble Carlyle
The London interbank offered rate (Libor) was once called "the world's most important number" by the British Bankers' Association (BBA).
The CFPB, after entertaining numerous comments, issued its final arbitration rule on Monday, July 10.
Cadwalader, Wickersham & Taft LLP
The employee allegedly placed a total of 186 unauthorized trades using this method.
Cadwalader, Wickersham & Taft LLP
Three federal bank regulators released interagency guidance on the regulatory capital treatment of centrally cleared "settled-to-market" derivative contracts.
Maples and Calder
On 24 May 2017, the European Securities and Markets Authority ("ESMA") published an updated Q&A on the application of AIFMD and its implementing measures.
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Deloitte Cyprus
With Article 50 negotiations under way, Clea Evagorou evaluates the planning priorities for financial services firms for the next two years.
Kemp Strang Lawyers
The decision provided guidance about the importance of bankers' duties to guarantors under the Code of Banking Practice.
K&L Gates
Both parties said that they would like to encourage entrepreneurship, foster ethical and responsible investments, and highlight opportunities for Islamic-compliant FinTech services and Islamic finance activities for the region and beyond.
Vinod Kothari & Co.
This article shall deal with material FAQs on Section 14 of the Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002.
Nishith Desai Associates
SEBI restricts the use of the ODI route, disallowing ODI issuance on derivatives unless held for hedging purposes...
Akin Gump Strauss Hauer & Feld LLP
The service was used in conjunction with crimes ranging from identity theft and fraud to drug trafficking.
Singhania & Partners LLP, Solicitors and Advocates
Legitimacy of invocation of bank guarantees has always been a bone of contention between the parties who have entered into commercial arrangements.
Krishnomics Legal
Real Estate Sector in India has been going through a rough weather for the last few years due to lack of funds and sluggish demand.
Moroğlu Arseven
Turkey has introduced new restrictions for leverage procedures, as well as for buying and selling securities and similar capital market instruments.
The RBI Circular requires all the Banks to credit the amount involved in the unauthorised e-banking transaction to the customer's account within 10 working days of notification by the customer.
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