Mondaq All Regions: Finance and Banking
Norton Rose Fulbright Canada LLP
The Office of the Superintendent of Financial Institutions (OSFI), the federal financial institutions prudential regulator, has posed seven revised transactions instructions on its website.
McCarthy Tétrault LLP
The proposed amendments to the Act respecting the Autorité des marchés financiers intended to protect whistleblowers could have significant and potentially problematic consequences under certain circumstances.
Blake, Cassels & Graydon LLP
In the Report, the OSC expresses its continued concern with the use of non-GAAP financial measures.
The European Commission has proposed a legislative package that is intended to increase substantially the powers of the three European Supervisory Authorities and to replace the funding...
Tuli & Co
The last few years have seen increasing volumes of business for start-up ventures, proprietorships and small business concerns with entrepreneurs looking to infuse more capital into their businesses...
Khaitan & Co
The Reserve Bank of India (RBI) has released the Master Directions relating to peer-to-peer lending (P2P Lending) on 4 October 2017 (Master Directions).
Arthur Cox
The Central Bank has introduced new minimum competency standards, which will come into force on 3 January 2018...
Elvinger Hoss Prussen, in cooperation with the Luxembourg Stock Exchange and the Association of the Luxembourg Fund Industry, has produced a compendium of Luxembourg investment funds law and regulations.
This compilation is dedicated to alternative investment funds (AIFs) established under Luxembourg law and other investment vehicles which are neither UCITS nor AIFs.
Travers Smith LLP
On 29 September 2017, the European Banking Authority made recommendations to the European Commission for a new European law addressing the prudential regulation of MiFID investment firms.
Arnold & Porter Kaye Scholer LLP
The Office of the Comptroller of the Currency (OCC) recently took an enforcement action in the form of a consent order against a bank director that serves as a cautionary tale for the banking industry.
Arnold & Porter Kaye Scholer LLP
New regulations approved by the Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corp. will fundamentally change the playing field for end users or buy-side counterparties ...
Cadwalader, Wickersham & Taft LLP
The SEC named Robert Evans III as Chief of the Office of International Corporate Finance.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") issued a Bulletin to remind industry members that the comment period for the proposed rule change to shorten the standard settlement cycle...
Cadwalader, Wickersham & Taft LLP
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of October 2 to October 6, 2017.
Cadwalader, Wickersham & Taft LLP
The Office of the Comptroller of the Currency ("OCC") rescinded previously issued guidance concerning deposit advance products.
Cadwalader, Wickersham & Taft LLP
The Board of Governors of the Federal Reserve System ("FRB") extended to November 30, 2017 the comment deadline for two related proposals.
Troutman Sanders LLP
On September 7, the Financial Services Committee held hearings on a bill, H.R. 1849: Practice of Law Technical Clarification Act of 2017 (Trott), that seeks to amend the Fair Debt Collection Practices Act.
Cadwalader, Wickersham & Taft LLP
Acting Comptroller of the Currency Keith A. Noreika described risks faced by national banks and federal savings associations and suggested possible regulatory reforms.
Cadwalader, Wickersham & Taft LLP
The U.S. Treasury Department ("Treasury") released a second report pursuant to President Donald J. Trump's Executive Order establishing core principles for improving the financial system.
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This newsletter includes links to recent information relating to superannuation, funds management & financial services.
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