Mondaq All Regions: Finance and Banking
Goodmans LLP
The TSX has published a revised proposal for amendments to the TSX Company Manual that would, among other things, require TSX-listed issuers to post certain key governance documents on their websites and enhance and clarify the required disclosure regarding security based compensation arrangements.
Borden Ladner Gervais LLP
Guarantors beware: the Court of Appeal, in The Toronto-Dominion Bank v Konga,1 held that the guarantor was required to pay in response to a demand for payment pursuant to a guarantee, even where the debtor corporation had not failed to make a payment under the loan agreement.
Stikeman Elliott LLP
The disclosure requirements for security-based compensation arrangements for TSX-listed issuers are once again being considered pursuant to proposed amendments to the TSX Company Manual published by the TSX on April 6, 2017.
Stikeman Elliott LLP
A Consultation Paper identifying areas of securities legislation where the regulatory burden on non-investment fund reporting issuers could be reduced was published for comment by the CSA on April 6, 2017.
Stikeman Elliott LLP
On March 23, 2017, the JRC of the OBSI released its 2016 Annual Report which summarizes the JRC's activities in 2016, including, as is periodically required by its agreement with the CSA, an independent evaluation of OBSI's operations and practices for its investment mandate.
Nishith Desai Associates
ET Now: Amicus Curiae: RBI Boost For REITS & INVITS – The Road Ahead
Maples and Calder
MiFID is the EU framework for the regulation of investment firms carrying out investment services. Ireland is a key European jurisdiction for the provision of investment services – both domestically and as a European hub for EU cross-border services.
Maples and Calder
On 19 January 2017 the Central Bank of Ireland ("Central Bank") issued a Feedback Statement on CP105 - Consultation on amendments to the Central Bank UCITS Regulations.
Bar & Karrer
The financial sector has undergone major developments in the past years and continues to be transformed by disruptive innovations as well as constant changes to the global regulatory framework.
Reed Smith (Worldwide)
The letter highlights the need for UK companies to face the physical reality of Brexit and it will be interesting to see the types of contingency plans that emerge as a result.
Cadwalader, Wickersham & Taft LLP
The Bank for International Settlements published a Report that found that changes in the availability and cost of repurchase agreement financing are affecting the ability of repo markets to support the financial system.
Cadwalader, Wickersham & Taft LLP
The Chicago Mercantile Exchange Group ("CME") announced that it intends to close its London-based derivatives exchange and clearing house by year-end 2017.
Cadwalader, Wickersham & Taft LLP
CFTC Acting Chair J. Christopher Giancarlo appointed N. Charles "Charlie" Thornton III to be Director of the Office of Legislative Affairs.
Mayer Brown
On the theory that Fannie Mae and Freddie Mac cannot remain in conservatorship forever, on April 20, 2017, the Mortgage Bankers Association issued a proposal for reform of Fannie Mae and Freddie Mac, titled ...
Kramer Levin Naftalis & Frankel LLP
The next generation of liquid alternative products should focus on what asset allocators need in their portfolios, according to a report from alternative investment manager Beachhead Capital Management.
Kramer Levin Naftalis & Frankel LLP
The Fund, through its investment in the Master Fund, will indirectly bear the management fees and carried interest allocations (or equivalent) of the Portfolio Funds...
Kramer Levin Naftalis & Frankel LLP
Peter Driscoll, acting director of the SEC's Office of Compliance Inspections and Examinations, said the agency is exploring ways to strengthen compliance at independent advisers.
Kramer Levin Naftalis & Frankel LLP
American Century Investments added to its liquid alternative investment line-up with the AC Alternatives Disciplined Long Short Fund. The
Kramer Levin Naftalis & Frankel LLP
According to an Accenture poll, 89% of compliance executives with global financial services firms expect their companies to foot a much steeper bill to address compliance issues within the next couple of years.
Kramer Levin Naftalis & Frankel LLP
BlackRock is planning to overhaul its actively managed equity funds to create an increased focus on machines and algorithms, as investors continue to shift towards lower cost passive funds.
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Deposits have been defined under the Companies Act, 2013 ("2013 Act") to include any receipt of money by way of deposit or loan or in any other form by a company.
Kramer Levin Naftalis & Frankel LLP
During the year 2016, French regulation of alternative finance, including the crowdfunding regime established two years ago, has been liberalized in important ways.
Cadwalader, Wickersham & Taft LLP
In the event the DOL issues a final rule after April 10, 2017 that implements a delay in the applicability date.
Cadwalader, Wickersham & Taft LLP
The position is a first for the agency. Mr. Bush will start on April 10, 2017.
Singh & Associates
Insolvency is a term which has always been related to an individual or a company/business.
During the last quarter of 2015, a couple from Denmark was paying interest on their mortgage at a negative rate of -0.0562%.
DMS Governance Ltd
The Hedge Fund Law Report recently interviewed Woolverton in connection with his move to DMS, during which he discussed the role of robust fund governance in the context of private funds.
Cadwalader, Wickersham & Taft LLP
The new CFTC Director of the Division of Market Oversight ("DMO"), Amir Zaidi, discussed a shift in priorities within the division, and described structural changes that will affect the DMO...
Erdem & Erdem Law
Mutual funds are obliged to prepare various reports and tables in order to fulfill their financial reporting obligations.
Morrison & Foerster LLP
The Corporate Council of the Corporation Law Section of the Delaware State Bar Association released groundbreaking draft legislation proposing to amend several sections of the Delaware General Corporation Law (DGCL).
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