Mondaq All Regions: Finance and Banking
HopgoodGanim
The use of blockchain and DLT is one of the most talked about technological advances in the finance sector.
Walkers
The Financial Services Commission of the British Virgin Islands announced on 20 March 2017 that it has made an enhancement to its Virtual Integrated Registry and Regulatory General Information Network.
McCarthy Tétrault LLP
The 2017 federal budget announced a number of measures directed to the financial services sector, including plans to strengthen the bank resolution regime and the deposit insurance framework, . . .
Stikeman Elliott LLP
William Scott and Jonathan Willson of our Toronto office and François Gilbert of our Montreal office recently co-authored the updated Canadian chapter of Getting the Deal Through: Equity Derivatives 2017.
Cayman Finance
The Cayman Islands is recognised as a premier international financial centre and the banking sector is a vital support mechanism for financial services.
Maples and Calder
Financial Institutions ("FIs") in the Cayman Islands are required by law to notify the Cayman Islands Tax Information Authority ("TIA") of their AEOI status (i.e. register) by 30 April 2017.
Hance Law Avocats
In principal, all AIFM have to be authorized by the CSSF (the local regulator in Luxembourg) and appoint a depositary, under the rules of Directive 2011/61/EU of the European Parliament ...
Orrick
On March 9, 2017, the European Money Markets Institute ("EMMI") issued a paper that considered the legal grounds for a proposed reform to EURIBOR.
Orrick
On March 8, 2017, the European Banking Authority ("EBA") issued a report that considered the disclosure requirements in relation to the liquidity coverage ratio.
Nishith Desai Associates
RBI Opposes Tata-Docomo Settlement | Amicus Curiae
Nishith Desai Associates
Tata-Docomo case: Is RBI right in opposing settlement?
Arthur Cox
On 6 March 2017, the Central Bank published a Consultation on the Protection of Retail Investors in relation to the Distribution of CFDs...
ELVINGER HOSS PRUSSEN
This brochure presents the Luxembourg Law of 12 July 2013 on alternative investment fund managers ("AIFM Law") in consolidation with the AIFMD and the Level 2 AIFM Regulation , as well as consolidating, in a single document, all relevant AIFM legislation and guidelines.
ELVINGER HOSS PRUSSEN
This brochure contains the amended Law of 17 December 2010 on undertakings for collective investment ("UCI") in French and English.
De Brauw Blackstone Westbroek N.V.
A recently published draft decree will soon finalise the implementation of the European Market Abuse Regulation (MAR) in the Netherlands.
Chapman Tripp
The Regulatory Systems (Commercial Matters) Amendment Bill has now passed.
Deloitte
On March 9, Emma Dunkley wrote in the Financial Times about the new app-based banks aiming to steal a march on the incumbents.
Shearman & Sterling LLP
MiFID II comes into effect on 3 January 2018 and brings with it several important changes for regulated firms.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C.
On March 15, 2017, the Securities and Exchange Commission published in the Federal Register for comment proposed amendments to Rule 15c2-12 under the Securities Exchange Act of 1934 . . .
Orrick
On March 2, 2017, the New York Supreme Court, Appellate Division, First Department reversed a decision from the New York Supreme Court and dismissed a complaint filed by two hedge funds...
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Norton Rose Fulbright Canada LLP
The CSA has also proposed changes to NI 81-102 that will affect conventional mutual funds and non-redeemable investment funds.
Jones Day
One of the regulatory pillars of the EMIR is the requirement for parties to collateralize the marked-to-market exposure in over-the-counter derivatives transactions that are not cleared by a central clearing system.
KordaMentha
The decision reinforces the need for creditors to properly register their security interests to protect their collateral.
Barnea & Co
In the last year, the Israeli Securities Authority (ISA) has been reviewing license applications submitted for obtaining an online own-account financial trading license.
ELIG, Attorneys-at-Law
Communique No. 2017/2 on the Amendment of Communique No. 2010/4 ("Communique No. 2010/4") on the Mergers and Acquisitions Subject to the Approval of the Competition Board ("Communique No. 2017/2") has been published on the Official Gazette on February 24th, 2017 and entered into force on the same day.
IndusLaw
Deposits have been defined under the Companies Act, 2013 ("2013 Act") to include any receipt of money by way of deposit or loan or in any other form by a company.
WeirFoulds LLP
The multimillion-dollar question—why are municipalities experiencing shortfalls in money for infrastructure?
Bar & Karrer
Fintech is currently a hot topic in many jurisdictions, particularly when it comes to facilitating innovation in that area from a regulatory perspective.
Aird & Berlis LLP
A recent report from Deloitte, commissioned by the Ontario Centres of Excellence (OCE) and the Toronto Financial Services Alliance (TFSA), suggests that Southern Ontario is perfectly positioned...
Erdem & Erdem Law
Since the turn of the millennium, there has been an increase in the variety and use of capital structures of a company.
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