Mondaq Canada: Corporate/Commercial Law > Securities
Goodmans LLP
The Canadian Securities Administrator recently released its 2019-2022 business plan, which reveals the CSA is considering the development of a regulatory regime for crypto assets and crypto trading platforms over the next three years.
Cassels Brock
The Ontario Securities Commission (OSC) announced a settlement agreement with NextBlock Global Limited (NextBlock) and co-founder, director and Chief Executive Officer Alex Tapscott (Tapscott)
Norton Rose Fulbright Canada LLP
Although the Bitcoin craze has recently fallen by the wayside, parties interested in digital and crypto-assets continue to press forward despite unclear regulations.
Blake, Cassels & Graydon LLP
The Ontario Securities Commission (OSC), on behalf of the Canadian Securities Administrators (CSA), recently granted ZED Network Inc.
Borden Ladner Gervais LLP
The CSA recently announced their progress in developing a new integrated national information and filing system, which would replace existing electronic filing systems, including the SEDAR, the SEDI, the NRD and...
Stikeman Elliott LLP
Les Autorités canadiennes en valeurs mobilières (les ACVM) ont proposé des modifications au Règlement 44-102 sur le placement de titres au moyen d'un prospectus préalable
McCarthy Tétrault LLP
Recently, the Investment Industry Regulatory Organization of Canada (IIROC) published its regulatory priorities for fiscal 2020 and a three-year strategic plan.
Stikeman Elliott LLP
Les membres de notre équipe de litige en valeurs mobilières ont récemment rédigé le chapitre canadien (en anglais seulement) de Getting the Deal Through – Securities Litigation 2019
WeirFoulds LLP
In 1085372 Ontario Limited v. Kulawick, 2019 ONSC 2344, the Honourable Justice Penny dismissed an action to set aside a transaction under s.
Osler, Hoskin & Harcourt LLP
On June 6, 2019, the Ontario Securities Commission (OSC) announced by way of Staff Notice [PDF] the adoption of a pre-filing review regime for mining issuers
Norton Rose Fulbright Canada LLP
In Re Mountainstar Gold Inc., 2019 BCSECCOM 123, the British Columbia Securities Commission gave short shrift to a request by the respondents...
Norton Rose Fulbright Canada LLP
In AMF v. TMF, Baazov, et al. (Court File No. 500-11-052989-171), the Quebec Superior Court confirmed that the Financial Markets Administrative Tribunal has the power to order the Autorité des marchés financiers, ...
Goodmans LLP
Effective immediately, the Ontario Securities Commission (OSC) announced through OSC Staff Notice 43-706 – Pre-Filing Review of Mining Technical Disclosure that reporting issuers in the mining industry ...
Osler, Hoskin & Harcourt LLP
The use of soliciting dealer arrangements in Canada – where issuers pay fees to investment dealers to get securityholders to vote in favour or support certain actions
EKB | Edwards, Kenny & Bray LLP
In a recent paper[1] published in the Banking and Finance Law Review, a journal that provides insight into issues confronting the Canadian legal and financial community
McCarthy Tétrault LLP
On May 30, 2019, the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) and the Investment Industry Regulatory Organization of Canada (IIROC)
McCarthy Tétrault LLP
As discussed in our recent posting, the Ontario Securities Commission (OSC) has identified regulatory burden reduction as one of its key priorities for the coming year
Bennett Jones LLP
On May 2, 2019, the Canadian Securities Administrators (CSA) announced that it is seeking comments in respect of a proposed streamlined and integrated...
Norton Rose Fulbright Canada LLP
In its recent decision (AMF v. Desmarais), the Court of Appeal upheld the conviction of a Montreal lawyer who played a central role in the distribution of investment contracts without a prospectus and who acted as a dealer ...
McCarthy Tétrault LLP
The British Columbia Securities Commission ("BCSC") reported earlier this month that its $21.7 million disgorgement order against Michael Lathigee was recognized by a court in Nevada where
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McCarthy Tétrault LLP
Late last week, the NYAG filed a law suit in the Supreme Court of the State of New York against Exxon alleging that Exxon violated, among other things, the securities fraud provisions of a 1921 New York statute...
Stikeman Elliott LLP
Les membres de notre équipe de litige en valeurs mobilières ont récemment rédigé le chapitre canadien (en anglais seulement) de Getting the Deal Through – Securities Litigation 2019
Borden Ladner Gervais LLP
The CSA recently announced their progress in developing a new integrated national information and filing system, which would replace existing electronic filing systems, including the SEDAR, the SEDI, the NRD and...
Norton Rose Fulbright Canada LLP
In Theroux (Re), 2019 ONSEC 20 a hearing panel of the OSC was called upon to decide whether an individual convicted of five counts of fraud over $5,000 contrary to section 380(1)(a) of the Criminal Code ...
Goodmans LLP
The Notice addresses key considerations that have arisen from the use by boards and others of soliciting dealer arrangements.
Norton Rose Fulbright Canada LLP
In its recent decision (AMF v. Desmarais), the Court of Appeal upheld the conviction of a Montreal lawyer who played a central role in the distribution of investment contracts without a prospectus and who acted as a dealer ...
Stikeman Elliott LLP
Ces nouveaux programmes disciplinaires veulent favoriser la résolution efficace des dossiers avant l'étape de l'action disciplinaire formelle
WeirFoulds LLP
In 1085372 Ontario Limited v. Kulawick, 2019 ONSC 2344, the Honourable Justice Penny dismissed an action to set aside a transaction under s.
Stikeman Elliott LLP
Les Autorités canadiennes en valeurs mobilières (les ACVM) ont proposé des modifications au Règlement 44-102 sur le placement de titres au moyen d'un prospectus préalable
EKB | Edwards, Kenny & Bray LLP
In a recent paper[1] published in the Banking and Finance Law Review, a journal that provides insight into issues confronting the Canadian legal and financial community
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