Matthew Rossi

Congress Slips Steroids To SEC Enforcement To Strengthen The SEC's Authority To Seek Disgorgement In Federal Court

First Department Reverses Trial Court's Decision And Dismisses Securities Class Action Because Defendants' Alleged Omissions Did Not Alter Total Mix Of Information Available To Reasonable Investors

SEC Enforcement Annual Report FY2020: Key Takeaways And Trends

Commentary: Investment Management Survival Tips In The COVID-19 Environment

Second Circuit Makes It Easier For The DOJ To Bring Criminal Insider Trading Cases Under 18 U.S.C. § 1348

SEC Settles Charges With 79 Self-Reporting Advisers In Share Class Selection Disclosure Initiative

New York Subjects State Licensees To Whistleblower Protections

Salman v. United States: Supreme Court Considers Heightened Personal Benefit Standard For Tipper/Tippee Insider Trading Liability

No Holiday From Whistleblowers: A Scary Future Predicted For The Financial Industry

Who Knew? The SEC as the Hidden Regulator of Ginnie Mae Issuers