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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

AI In Financial Services: Understanding The White House Action Plan – And What It Leaves Out – Part 2 (Podcast)

Today's episode features Part 2 of our October 30, 2025 webinar, "AI in Financial Services: Understanding the White House Action Plan – and What It Leaves Out."

United States Finance

BS

Ballard Spahr LLP

The Finance Function Reckoning: Why 2026 Will Separate Strategic CFOs From Operational Scorekeepers

As 2025 ends, a visible divide has formed inside finance teams. Some have redesigned their operating model so they can support decisions quickly.

United States Finance

R

Riveron

Consistent Definitions, Less Confusion: CFTC Divisions Streamline And Harmonize Cross-Border Swap Compliance

The US Commodity Futures Trading Commission (CFTC or Commission) has taken a significant step toward regulatory clarity and harmonization in the cross-border swaps market.

United States Finance

KM

Katten Muchin Rosenman LLP

State Of The Private Credit Market And Valuation Best Practices

At the 2025 Private Credit and BDC Forum in New York presented by Dechert, Deloitte and Lincoln International, a Lincoln International-moderated discussion featured leaders from HPS Investment Partners, Lincoln International, Neuberger Berman and Oak Hill Advisors and unpacked where private credit stands today.

United States Finance

D

Dechert

Trump Administration Asks Supreme Court To Allow President To Fire FTC Member Without Cause

United States Finance

BS

Ballard Spahr LLP

Emerging Manager Minute (Video)

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

New York's Highest Court Says FAPA Applies Retroactively

United States Finance

GP

Goodwin Procter LLP

New York Enacts 2022 UCC Amendments, Including Article 12 And Related Article 9 Revisions

United States Finance

LS

Lowenstein Sandler

AIFMD II Implementation: The Final Countdown

United States Finance

JD

Jones Day

CFTC Announces Changes To Rules Governing Enforcement Investigations And Settlement Recommendations

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Second Circuit Poised To Rule On What Law Applies To Consumer Wire Fraud

United States Finance

MB

Mayer Brown

CFPB Signals Major Shift In Exam Approach With New "Humility Pledge"

United States Finance

SM

Sheppard Mullin Richter & Hampton

Podcast Episode: Opportunities In The Solar Finance Industries Despite Trump 2.0 (Podcast)

United States Finance

BS

Ballard Spahr LLP

NY Department Of Financial Services Signals Increased Scrutiny Of Third-Party Technology Risk Management

United States Finance

JD

Jones Day

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Project Finance

Banking Regulation

Commodities/Derivatives/Stock Exchanges

Consistent Definitions, Less Confusion: CFTC Divisions Streamline And Harmonize Cross-Border Swap Compliance

The US Commodity Futures Trading Commission (CFTC or Commission) has taken a significant step toward regulatory clarity and harmonization in the cross-border swaps market.

United States Finance

KM

Katten Muchin Rosenman LLP

CFTC Issues Guidance On Tokenized Collateral And Other Crypto Sprint Developments

Guidance on tokenized assets and pilot program using tokenized collateral for derivatives expands the adoption of digital assets in U.S. financial markets as "a significant step forward" to help make America...

United States Technology

DW

Davis Wright Tremaine

December 2025 Crypto Update: New Changes And Challenges In U.S. Regulation Of Digital Assets

As 2025 winds down, legislators and regulators continue their efforts to establish a comprehensive framework for cryptocurrencies and other digital assets.

United States Technology

B

Benesch Friedlander Coplan & Aronoff LLP

CFTC Announces Changes To Rules Governing Enforcement Investigations And Settlement Recommendations

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

CFTC Authorizes Spot Crypto Trading On DCMs

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

CFTC Provides CPO-Registration Relief For Certain Credit Risk Transfer SPVs

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

FCA Publishes Final Rules On Systematic Internaliser Regime For Bonds And Derivatives And Matched Principal Trading By MTF Operators

United States Finance

KM

Katten Muchin Rosenman LLP

All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better

United States Finance

KM

Katten Muchin Rosenman LLP

CFTC Changes To The Wells Process And Rules Of Practice

United States Finance

DW

Davis Wright Tremaine

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Project Finance/PPP & PFI

The Evolution Of Whistleblower Lawsuits In PPP Loan Fraud

In the heat of the Covid-19 pandemic, the U.S. Congress passed the Coronavirus Aid, Relief, and Economic Security Act, more widely known as the CARES Act...

United States Criminal

MS

Miller Shah

Making Projects Bankable: Legal Due Diligence And MIGA Coverage In Practice

In today's project finance landscape, legal structuring and risk allocation are inseparable from the political risk insurance that underpins bankability in emerging markets.

United States Finance

HH

Hughes Hubbard & Reed LLP

DOJ Intensifies Enforcement Against Foreign-Affiliated Companies Over PPP Loan Certifications

The U.S. DOJ has escalated its scrutiny of foreign-affiliated companies that received PPP loans by certifying compliance with employee count requirements...

United States Finance

BT

Barnes & Thornburg LLP

$50 Billion Rural Hospital Fund: Applications Begin In September

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

United States Finance

TL

Torys LLP

COVID-19 Relief Lending Faces Scrutiny

United States Criminal

BB

Bass, Berry & Sims

Typical Transaction Documents In A (Standalone) BESS Project-financing

United States Energy

BC

Bryan Cave Leighton Paisner

Recent Developments In Disaster Recovery Financing And Renewed Efforts For Disaster Recovery Bonds

United States Finance

BS

Butler Snow LLP

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Charges, Mortgages, Indemnities

Four Pillars Of Remedies For The Mortgage Loan In Default

Under New York law, lenders can accelerate the debt, foreclose on the property, appoint a receiver to manage it, and seek a deficiency judgment if sale proceeds fall short.

United States Real Estate

SM

Sheppard Mullin Richter & Hampton

New York's Highest Court Says FAPA Applies Retroactively

Almost three years after New York's "Foreclosure Abuse Prevention Act" (FAPA) changed how the six-year time clock applicable to mortgage actions starts and stops, the state's highest court resolved a heavily litigated dispute, concluding that FAPA is, indeed, retroactive.

United States Finance

GP

Goodwin Procter LLP

All's Well That Ends Well: The CFTC Amends Its Wells Notice Process And Other Rules Of Practice For The Better

For years, the Commodity Futures Trading Commission (CFTC or Commission) has exercised broad discretion in investigating and prosecuting potential violations of the law...

United States Finance

KM

Katten Muchin Rosenman LLP

Crystallex Sale Approved And Lone Star Funds V. Republic Of Korea – ICSID Annulment Highlights Due Process In Investor-State Arbitration

United States Litigation

SJ

Steptoe LLP

New York Court Of Appeals Finds Foreclosure Abuse Prevention Act Constitutional Under Due Process

United States Litigation

GT

Greenberg Traurig, LLP

OFAC Announces $4.7 Million Penalty On Real Estate Investor For Dealing In Blocked Property Linked To Russian Oligarch

United States Real Estate

MB

Mayer Brown

CFPB Proposes Narrowing ECOA Regulations

United States Finance

MB

Mayer Brown

FHFA Announces 2026 Conforming Mortgage Loan Limits

United States Finance

BS

Ballard Spahr LLP

Anticipating Shutdown, CFPB Is Transferring Cases To DoJ

United States Finance

BS

Ballard Spahr LLP

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Listing Rules & Flotation

Nasdaq Proposes Stricter Initial And Continued Listing Standards

The Nasdaq Stock Market LLC ("Nasdaq") recently proposed modifications to its initial and continued listing standards ("Proposed Listing Standards").

United States Finance

D

Dechert

SEC Approves TXSE As National Securities Exchange

On September 30, 2025, Texas Group Inc. ("TXSE Group") announced that it has received formal approval of its Form 1 Registration Statement from the U.S. Securities and Exchange Commission...

United States Finance

JD

Jones Day

Ambush At The AGM – Notice Requirements For Listed Companies In The Digital Age

With a significant proportion of companies listed on the Hong Kong Stock Exchange incorporated in the Cayman Islands and approximately 223 Cayman-incorporated...

United States Commercial

BP

Baker & Partners

Considering A U.S. Listing? What Asian Issuers Should Know

Worldwide Commercial

LL

Loeb & Loeb LLP

London Stock Exchange Discussion Paper – Shaping The Future Of AIM

United States Commercial

BC

Bryan Cave Leighton Paisner

Nasdaq And NYSE Target Excessive Reverse Stock Splits Used To Regain Compliance With Minimum Security Price Requirements

United States Commercial

FH

Foley Hoag LLP

2024-2025 Developments Regarding NYSE And Nasdaq Listing Rules

United States Commercial

CG

Cahill Gordon & Reindel LLP

Nasdaq Listing Fee Changes

United States Finance

GP

Goodwin Procter LLP

EU Listing Act Podcasts

United States Finance

AO

A&O Shearman

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Latest Videos

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Emerging Manager Minute (Video)

AG

Akin Gump Strauss Hauer & Feld LLP

Alan Kaplinsky Spotlighted On LexBlog's Real Lawyers Podcast (Video)

BS

Ballard Spahr LLP

Designated Gifts — Honoring Intent, Avoiding Liability (Video)

MB

Michael Best

Ten Minute Interview: Investment Professionals And Family Offices (Video)

FL

Foley & Lardner

Elizabeth Shortino Featured In Atlantic Council Panels (Video)

AM

Alvarez & Marsal

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