Our success is built on our clients’ success. We have a long and distinguished history of supporting our clients wherever they do business, from major financial centers to emerging and growth markets. We represent many of the world’s leading corporations and major financial institutions, as well as emerging growth companies, governments and state-owned enterprises, often working on ground-breaking, precedent-setting matters. With a deep understanding of our clients' businesses and the industries they operate in, our work is driven by their need for outstanding legal and commercial advice.
On November 5, 2015, HM Treasury published the Financial
Services and Markets Act 2000 (Misconduct and Appropriate
Regulator) Order 2015 which amends the Financial Services and
Markets Act 2000. The Order, amongst other things, grants the FCA
with disciplinary powers over individuals working in financial
services firms, and when there has been a breach of the Alternative
Investment Fund Managers Regulations 2013 by a firm. The Order
enters into force on March 7, 2016 (excluding Articles 2 and 3(4)
of the Order which enter into force on March 7, 2017).
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
