NEW LICENCES

Collective Investment Schemes

Professional Investor Funds targeting Qualifying Investors

  • Collective Investment Scheme licences issued to The Ethika Fund SICAV plc in respect of three sub-funds.
  • Collective Investment Scheme licence issued to The Nascent Fund SICAV plc in respect of one sub-fund.
  • Collective Investment Scheme licence issued to Aurelius SICAV plc in respect of one sub-fund.

Alternative Investor Funds targeting Qualifying Investors

  • Collective Investment Scheme licence issued to Concorde SICAV plc in respect of one sub-fund.

Recognised Private Collective Investment Schemes

  • Recognition certificate issued to MLB Investment Funds SICAV plc.
  • Recognition certificate issued to Miko Investment Funds SICAV plc.
  • Recognition certificate issued to EB Global Investment Funds SICAV plc.

Investment Services

AIFMs

  • Category 2 licence issued to GWM Group Investment Management (Malta) Limited.

De Minimis AIFM

  • Category 2 licence issued to Medina Asset Management Limited.

Company Service Providers

  • Registration certificate issued to W.J Parnis England Limited.
  • Registration certificate issued to WDM Lex Advisory Limited.
  • Registration certificate issued to Fintel Limited.
  • Registration certificate issued to Amicorp Services Limited.
  • Registration certificate issued to Juanafil Corporate Services Limited.
  • Registration certificate issued to STA Corporate Services Limited.
  • Registration certificate issued to Combined Maritime Services Limited.

SURRENDERED LICENCES

Collective Investment Schemes

Professional Investor Funds targeting Qualifying Investors

  • Surrender of licences issued to Accuris Fund SICAV plc in respect of two sub-funds.
  • Surrender of license issued to Palladium Fund SICAV plc in respect of one sub-fund.
  • Surrender of licence issued to Bulkara Capital SICAV plc.

Investment Services

Surrender of Category 3 licence issued to Swissquote Financial Services (Malta) Limited.

EXTENDED AND REVISED LICENCES

Collective Investment Schemes

  • Licence issued to Concorde SICAV plc was converted from Professional Investor Fund to Alternative Investment Fund.
  • Licence issued to Aros Paradigm Fund SICAV plc was converted from Professional Investor Fund to Alternative Investment Fund.
  • Licence issued to Aros Paradigm Master Fund SICAV plc was converted from Professional Investor Fund to Alternative In-vestment Fund.
  • Licence issued to Aros Bond Strategies SICAV IC plc was converted from Professional Investor Fund to Alternative Invest-ment Fund.
  • Licence issued to RohFund Global SICAV plc was converted from Professional Investor Fund to Alternative Investment Fund.
  • Licence issued to The ARP Funds (SICAV) plc was converted from Professional Investor Fund to Alternative Investment Fund.
  • Licence issued to The Timeless US Growth Fund SICAV plc was revised from Professional Investor Fund targeting Qualifying Investors to a Professional Investor Fund targeting Experienced Investors.

Investment Services

AIFMs

  • Revision of licence issued to Aros Capital Management Limited to act as a full Alternative Investment Fund Manager.

De Minimis AIFM

  • Revision of licence issued to GWM Asset Management (Malta) Limited to act as De Minimis AIFM.

MFSA Newsletter - March 2015

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