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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

Atkins-Led SEC Brings First Enforcement Action For Compliance Failures Under The Marketing Rule

On September 4, 2025, the U.S. Securities and Exchange Commission (SEC) brought its first enforcement action under the Marketing Rule since Chair Paul Atkins was sworn in earlier this year—charging Meridian Financial...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

OCC Issues Two Bulletins On How It Will Deal With Debanking

The OCC has issued two bulletins clarifying how it will handle debanking at its supervised institutions.

United States Finance

BS

Ballard Spahr LLP

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

Mortgage securitizations must navigate a number of U.S. income tax issues to optimize financing efficiency. Key issues include avoiding entity-level taxation of the issuer...

United States Finance

D

Dechert

Senators Release Updated Discussion Draft Of The "Responsible Financial Innovation Act Of 2025"

On September 5, 2025, Senators Tim Scott (R-SC), Cynthia Lummis (R-WY), Bill Hagerty (R-TN), and Bernie Moreno (R-OH) released an updated discussion draft of the "Responsible Financial Innovation Act of 2025" ("RFIA")...

United States Finance

JD

Jones Day

FDIC Outlines Major Reforms

United States Finance

BS

Butler Snow LLP

CFTC Withdraws Guidance On Voluntary Carbon Credit Derivatives

United States Finance

BD

Beveridge & Diamond

Retail Partner & Managing Director Sonia Lapinsky Discusses What The Termination Of The "De Minimis Loophole" Means For Consumers In This Video Interview With Yahoo! Finance

United States Finance

A

AlixPartners

Debanking Developments: OCC Bulletins Clarify Expectations, But Key Questions Remain

United States Finance

WS

Winston & Strawn LLP

Ahead Of The Curve: Navigating The Future Of The UK Senior Managers And Certification Regime

United States Finance

AO

A&O Shearman

Credibly Challenged Podcast - Interview With Paul Noring, Managing Director At BRG

United States Finance

MB

Mayer Brown

CRD VI: Updated Implications For US Fund Finance Lenders

United States Finance

MB

Mayer Brown

New Consumer Financial Services Fintech Business Opportunities Arising From Deregulation At The CFPB During Trump 2.0 – Part 2 (Podcast)

United States Finance

BS

Ballard Spahr LLP

CFPB Releases Spring 2025 Agenda Signaling Deregulatory Shift

United States Finance

SM

Sheppard Mullin Richter & Hampton

Trump To Appeal Judge's Decision Blocking Him From Firing Lisa Cook From Federal Reserve Board

United States Finance

BS

Ballard Spahr LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

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Mondaq

Related Country Guides

Banking Regulation

Project Finance

Project Finance/PPP & PFI

$50 Billion Rural Hospital Fund: Applications Begin In September

Applications for the new $50 billion Rural Health Transformation Fund will begin going out in early September, according to CMS Administrator Dr. Mehmet Oz.

United States Finance

JW

Jones Walker

Project Finance Laws And Regulations Why The World Needs Multi-Sourced Project Financings (And Project Finance Lawyers…) 2025

Project financing has evolved significantly since it was first used to finance maritime operations and infrastructure developments in ancient Greece and Rome.

United States Finance

ML

Milbank LLP

SNDA Agreements In Data Centre Finance: A Hybrid Approach

That capacity has been supported by rapid growth in data centres located across North America—growth which shows no signs of stopping.

United States Finance

TL

Torys LLP

COVID-19 Relief Lending Faces Scrutiny

United States Criminal

BB

Bass, Berry & Sims

Typical Transaction Documents In A (Standalone) BESS Project-financing

United States Energy

BC

Bryan Cave Leighton Paisner

Recent Developments In Disaster Recovery Financing And Renewed Efforts For Disaster Recovery Bonds

United States Finance

BS

Butler Snow LLP

California Dental Offices Settle FCA Allegations Regarding Second-Draw PPP Loans For $6.3M

United States Finance

CM

Crowell & Moring LLP

California Law Firm Settles False Claims Act Allegations Over Misuse Of PPP Loan Funds

United States Finance

AP

Anderson P.C.

U.S. Treasury Department Issues Proposed Rule To Limit Certain Outbound Investments Into Critical Technologies In China

United States Government

BB

Baker Botts LLP

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Fund Management/ REITs

Atkins-Led SEC Brings First Enforcement Action For Compliance Failures Under The Marketing Rule

On September 4, 2025, the U.S. Securities and Exchange Commission (SEC) brought its first enforcement action under the Marketing Rule since Chair Paul Atkins was sworn in earlier this year—charging Meridian Financial...

United States Finance

AG

Akin Gump Strauss Hauer & Feld LLP

Dechert Develops REMIC Structure For Longer Investment Periods ("Pancake REMIC")

Mortgage securitizations must navigate a number of U.S. income tax issues to optimize financing efficiency. Key issues include avoiding entity-level taxation of the issuer...

United States Finance

D

Dechert

Recently Proposed Bills That May Reshape Key Venture Capital Exemptions – What Venture Capital Fund Managers Need To Know

Two bills are currently being advanced in the U.S. House of Representatives that, if enacted, will significantly impact two key exemptions that venture capital funds and their managers often rely on.

United States Commercial

FH

Foley Hoag LLP

Impact Allocator Perspectives: Opportunities And Risks In Evolving Private Markets

United States Finance

FH

Foley Hoag LLP

SEC Releases Statement On Short Sale And Securities Lending Rules Following Remand By 5th Circuit U.S. Court Of Appeals

United States Finance

PR

Proskauer Rose LLP

Pryor Cashman Representing Spring Mountain Capital In Asset Acquisition By Stifel

United States Wealth Mgt

PC

Pryor Cashman LLP

Unlocking The UPREIT Structure: OP Unit Transactions For REITs

United States Finance

GP

Goodwin Procter LLP

Privatizing Public REITs: Strategic Considerations And Legal Insights

United States Real Estate

GP

Goodwin Procter LLP

What To Expect When You're Expecting New Investors — Practical Steps Fund Managers Can Take To Prepare For Investments From Registered Funds And Defined Contribution Retirement Plans

United States Finance

PR

Proskauer Rose LLP

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Commodities/Derivatives/Stock Exchanges

Senators Release Updated Discussion Draft Of The "Responsible Financial Innovation Act Of 2025"

On September 5, 2025, Senators Tim Scott (R-SC), Cynthia Lummis (R-WY), Bill Hagerty (R-TN), and Bernie Moreno (R-OH) released an updated discussion draft of the "Responsible Financial Innovation Act of 2025" ("RFIA")...

United States Finance

JD

Jones Day

Illinois Enacts Crypto Law: What Does It Mean For The Industry?

On August 18, 2025, Illinois Governor JB Pritzker signed Senate Bill 1797, enacting, in his words, "first-of-their-kind safeguards in the Midwest for cryptocurrency and other digital assets."...

United States Technology

FL

Foley & Lardner

CFTC Withdraws Guidance On Voluntary Carbon Credit Derivatives

On September 10, 2025, the Commodity Futures Trading Commission (CFTC) formally withdrew its October 15, 2024 guidance titled "Commission Guidance Regarding the Listing...

United States Finance

BD

Beveridge & Diamond

Stablecoins Part 2: The Clarity Act Explained (Podcast)

United States Technology

KD

Kelley Drye & Warren LLP

Derivatives 2025 – Global Overview

United States Finance

KM

Katten Muchin Rosenman LLP

Arnold & Porter Discusses The CLARITY Act

United States Finance

AP

Arnold & Porter

Why Can't We Be Friends? The SEC And CFTC Vow More Cooperation

United States Finance

JD

Jones Day

Illinois Enacts Its Own Digital Assets Laws

United States Technology

KG

K&L Gates LLP

Defining (Again) The Scope Of "Commodity"

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

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Debt Capital Markets

Debanking Developments: OCC Bulletins Clarify Expectations, But Key Questions Remain

"Debanking" occurs when depository institutions close or refuse to open customer accounts, either for permissible reasons (e.g., concerns about money laundering or other high-risk factors)...

United States Finance

WS

Winston & Strawn LLP

SEC Spring 2025 Agenda: Key Takeaways For Investment Advisers

On September 4, 2025, the Securities and Exchange Commission (the "SEC") published its Spring 2025 Unified Agenda of Regulatory and Deregulatory Actions (the "Reg Flex Agenda").

United States Commercial

PR

Proskauer Rose LLP

Private Credit And Secured Hedges — Drafting Issues To Avoid

This article addresses numerous drafting issues identified in New York-law governed direct lending transactions that have either caused borrowers to seek amendments...

United States Finance

HH

Hughes Hubbard & Reed LLP

But Who Can Unlearn All The Facts That I've Learned: Facts Matter For Summary Judgment

United States Finance

CW

Cadwalader, Wickersham & Taft LLP

Notice Regarding Pennsylvania Tax And Revenue Anticipation Notes

United States Tax

SS

Saxton & Stump

New Jersey Financial Services Legislative Update

United States Finance

HK

Holland & Knight

CFPB Seeks Comments On Raising 'Larger Participant' Thresholds

United States Finance

BS

Ballard Spahr LLP

Illinois Expands Collection Agency Act With New Licensing And Enforcement Provisions

United States Finance

SM

Sheppard Mullin Richter & Hampton

CFPB Seeks Comments On Increased Larger Market Participant Thresholds In 4 Key Markets

United States Finance

HK

Holland & Knight

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Latest Videos

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A Deep Dive Into The Fight For The CFPB's Survival (Podcast)

BS

Ballard Spahr LLP

Navigating The Retail Alternatives Landscape (Video)

AM

Alvarez & Marsal

Securities Docket Weekly Update - Feb 28 (Video)

AP

Anderson P.C.

6 Quick Tips For An Effective Financial Check-up (Video)

KR

Kaufman Rossin

Interview With Bryan Mulcahey, Managing Partner Of FS Vector (Video)

MB

Mayer Brown

Upcoming Events

2025 Asset Management And Investment Funds Fall Conference—Chicago

United States Finance

KG

K&L Gates LLP

2025 Asset Management And Investment Funds Fall Conference—Washington, DC

United States Finance

KG

K&L Gates LLP

The Retail Private Markets Revolution: A Guide For Private Fund Managers

United States Finance

GP

Goodwin Procter LLP

Second Annual Private Fund Managers Conference

United States Finance

FL

Foley & Lardner

Capital Markets Know-How Series - Repackagings Are Back - New Product Trends -- Part I

United States Finance

MB

Mayer Brown

2025 Asset Management And Investment Funds Fall Conference—New York

United States Finance

KG

K&L Gates LLP

Charter Alternatives For Non-Banks: Opportunities And Challenges For Digital Asset Firms And Other Fintech Companies

United States Finance

AP

Arnold & Porter

Climate Week Roundtable with ICMA & Mayer Brown

United States Finance

MB

Mayer Brown

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