FINRA Proposes Technical Changes To CAT Plan And Reporting Requirements

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FINRA proposed non-substantive changes to its Consolidated Audit Trail ("CAT") plan and Rule 409T ("Statements of Accounts to Customers").

United States Finance and Banking

FINRA proposed non-substantive changes to its Consolidated Audit Trail ("CAT") plan and Rule 409T ("Statements of Accounts to Customers").

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FINRA Proposes Technical Changes To CAT Plan And Reporting Requirements

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Finance and Banking

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United States