ARTICLE
9 July 2019

Federal Register: SEC Requests Comments On Securities Offering Exemptions

CW
Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The SEC concept release reviewing the framework for exempt offerings was published in the Federal Register.
United States Corporate/Commercial Law

The SEC concept release reviewing the framework for exempt offerings was published in the Federal Register. As previously covered, the release was largely focused on private placements, but also covered other topics, including intrastate offerings and Regulation Crowdfunding. The SEC is requesting public comment through September 24, 2019 on ways to simplify, harmonize and improve the agency's framework.

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