ARTICLE
16 April 2019

IOSCO Issues Report To Help Members Enhance Retail Investor Protection

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
IOSCO issued a report on behavioral insights that could be used to improve retail investor protection.
United States Finance and Banking

IOSCO issued a report on behavioral insights that could be used to improve retail investor protection. The report looks at, among other things, the (i) design of disclosure to optimize reader comprehension, (ii) use of online interfaces and (iii) timeliness of information. The report found that behavioral factors are limited in their effect, and that, notwithstanding design or delivery, disclosures may be insufficient on their own to "achieve comprehensive retail investor protection."

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