Given volatile markets, larger and more seasoned issuers are considering PIPE transactions and hybrid offerings as potential capital raising alternatives. For similar reasons, issuers with already effective shelf registration statements are considering transactions that are marketed over a short period of time. Issuers also are pre-marketing public deals prior to public announcement. We will discuss best practices in connection with these marketing approaches.
Our panel will discuss:
- PIPE transactions;
- Registered direct offerings;
- Other "hybrid" offerings;
- "Pre-marketing" offerings;
- Blast marketed deals; and
- Best practices for marketing approaches.
Tuesday, April 14, 2009
8:30 AM - 10:30 AM
Morrison & Foerster LLP
1290 Avenue of the Americas, 39th Floor
New York, New York 10104
Breakfast will be served.
For additional resources and materials on PIPE transactions and registered direct offerings, please see our dedicated webpage here.
We will provide a sneak peek at Exempt and Hybrid Securities Offerings, published by Practising Law Institute. Exempt and Hybrid Securities Offerings focuses on legal, regulatory and structuring issues relating to exempt and hybrid securities offerings, including PIPE transactions, registered direct offerings, at the market offerings, and 144A/Reg S offerings. For more information, visit the PLI website here.
New York CLE credit is pending for this event.
This event is intended for investment professionals, tax advisers, and both newly admitted and experienced attorneys.
Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.
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