ARTICLE
11 December 2018

FINRA Provides Guidance On Market Closings

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
FINRA provided guidance on whether dates that securities markets unexpectedly close for business should be considered as either a regular business day ...
United States Finance and Banking

FINRA provided guidance on whether dates that securities markets unexpectedly close for business should be considered as either a regular business day or non-business day for purposes of broker-dealer financial, operational and reporting rules.

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