ARTICLE
13 November 2018

SEC Asset Management Unit Co-Chief To Leave Agency

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
SEC Enforcement Division Asset Management Unit Co-Chief Anthony S. Kelly will leave the agency prior to December 1, 2018.
United States Wealth Management

SEC Enforcement Division Asset Management Unit Co-Chief Anthony S. Kelly will leave the agency prior to December 1, 2018.

Mr. Kelly oversaw investigations and enforcement actions regarding a wide range of asset management-related issues, including the initiative to address fee and expense issues in the private fund industry and investigations that emerged following the Distribution-in-Guise Initiative.

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