ARTICLE
19 October 2018

Cadwalader Analysis: SEC Returns To Security-Based Swap Dealer Regulation

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
Cadwalader attorneys reviewed the SEC's security-based swap rules under Dodd-Frank Title VII in light of the agency taking action to reopen the comment period on capital, margin and segregation requirements.
United States Finance and Banking

Cadwalader attorneys reviewed the SEC's security-based swap rules under Dodd-Frank Title VII in light of the agency taking action to reopen the comment period on capital, margin and segregation requirements. Related cabinet coverage can be found here.

The memorandum reviews the particular questions raised in the SEC release reopening the comment period in addition to the various actions that the SEC has taken and is expected to take in the near future in order to implement security-based swap dealer regulation.

This memorandum was authored by Nihal Patel, Steven Lofchie, and Conor Almquist.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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