REVERSEinquiries is Mayer Brown's new structured and market-linked products-focused newsletter. In this issue, we discuss:
- Regulation Best Interest: Can Structured Products Conflicts Be Resolved?
- Investor Bulletin on Nontraditional Index Funds Covers Issues Familiar to Structured Products Investors
- Dividend Equivalent Regulations Still in Limbo for Transactions after 2018
- Responsibilities When Outsourcing to Third-Party Service Providers
- Make Sure That Your CDs Remain CDs
- Quantitative Suitability: A Changing Standard?
- FINRA Announces New Department of Enforcement Structure and Senior Leadership Team
- NYSE Proposes Change to the Definition of "Membership Organization" under Rule 2
Originally published in REVERSEinquiries: Volume 1, Issue
5.
Click here to read the articles in this latest edition.
Visit us at mayerbrown.com
Mayer Brown is a global legal services provider comprising legal practices that are separate entities (the "Mayer Brown Practices"). The Mayer Brown Practices are: Mayer Brown LLP and Mayer Brown Europe – Brussels LLP, both limited liability partnerships established in Illinois USA; Mayer Brown International LLP, a limited liability partnership incorporated in England and Wales (authorized and regulated by the Solicitors Regulation Authority and registered in England and Wales number OC 303359); Mayer Brown, a SELAS established in France; Mayer Brown JSM, a Hong Kong partnership and its associated entities in Asia; and Tauil & Chequer Advogados, a Brazilian law partnership with which Mayer Brown is associated. "Mayer Brown" and the Mayer Brown logo are the trademarks of the Mayer Brown Practices in their respective jurisdictions.
© Copyright 2018. The Mayer Brown Practices. All rights reserved.
This Mayer Brown article provides information and comments on legal issues and developments of interest. The foregoing is not a comprehensive treatment of the subject matter covered and is not intended to provide legal advice. Readers should seek specific legal advice before taking any action with respect to the matters discussed herein.