SEC Enforcement Co-Director Gives Guidance For Wells Process, Part 2

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On June 4, we posted a summary of SEC Enforcement Co-Director Steven Peikin observations during his recent keynote address at the New York City Bar Association's 7th Annual White Collar Crime Institute
United States Criminal Law

On June 4, we posted a summary of SEC Enforcement Co-Director Steven Peikin observations during his recent keynote address at the New York City Bar Association's 7th Annual White Collar Crime Institute.  Co-Director Peikin imparted a few suggested "do's and don'ts" for effective communication with the SEC during the Wells process.  Although Co-Director Peikin's suggestions should serve as helpful guides to defense counsel, we believe a few of the observations bear further consideration.

Read our full summary of his observations on our Corporate Defense and Disputes  blog.

SEC Enforcement Co-Director Gives Guidance For Wells Process, Part 2

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