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- Delicate FINRA Balancing Act: To Self-Report or Not?
- COI Litigation Review – Early Dismissals Remain Elusive in Rate Increase Actions
- Third Time Is the Charm: Class Certified in DMF-Related Shareholder Suit
- The Continuing Representation Doctrine Does Not Apply to Fraud Allegations
- Based on Principles of Fairness, Court Dismisses Putative Class Action RICO Claims Asserted Years After Initiation of Suit
- Denial of Reinstatement of Lapsed Life Insurance Policy Affirmed Due to Failure to Satisfy Required Underwriting Standard
- The NAIC Says Aloha
- The Impact of the EU Requirement to 'Unbundle' Research Costs
- Regulators Continue to Scrutinize Initial Coin Offerings
- The DOL Fiduciary Rule: Charting a Course, Avoiding Collisions and Potential Litigation
- The Ghosts of Christmas Past, Present, and Future Haunt Insurers' Use of Big Data and Algorithmic Tools
- Did Santa Give the Insurance Industry a Lump of Coal or a Diamond in the Rough?
- Preparing for New York Regulation 210's Effective Date
- When Innovation Meets Regulation
- SEC Exam Staff: "Surprise, We're Back"
- SEC Committee Advocates for Summary Mutual Fund Shareholder Reports
- Treasury Department Urges SEC to Act on Life Company Products
- SEC Whistleblower Awards to Insurance Department Employees?
- Major Disruption in the Use of Technology and Trademarks in the Insurance Industry
EXECUTIVE EDITOR -
Josephine Cicchetti
EDITOR - Christina Calhoun
PRODUCTION EDITOR - Lauryn Craparo
COPY EDITOR -
Adriana Gardella
LAYOUT - Frances Liebold
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