ARTICLE
10 January 2018

FINRA To Delay Application Of Rules To Security-Based Swaps

CW
Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
FINRA proposed extending the expiration date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) to February 12, 2019.
United States Corporate/Commercial Law

FINRA proposed extending the expiration date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) to February 12, 2019. The rule limits the application of FINRA rules to security-based swaps (i.e., maintains the status quo).

FINRA filed the proposed extension for immediate effectiveness. The exemption was previously set to expire on February 12, 2018.

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