Click on the links below to view SEC notices of exchange rule changes and proposals for the week of December 26 to December 29, 2017.
Clearance and Settlement
- ICEEU: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules and Procedures for Indirect Clearing (Release No. 34-82422; File No. SR-ICEEU-2017-014)
- LCH SA: Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation (Release No. 34-82421; File No. SR-LCH SA-2017-010)
- ICEEU: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Procedures for the Exercise of F&O Options Contracts (Release No. 34-82415; File No. SR-ICEEU-2017-015)
- ICEEU: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Modify the ICE Clear Europe Limited Collateral and Haircut Policy (Release No. 34-82405; File No. SR-ICEEU-2017-011)
- NSCC: Notice of Filing of Advance Notice to Increase the Authorized Amount Under the Prefunded Liquidity Program (Release No. 34-82403; File No. SR-NSCC-2017-807)
Fees, Fines, Rebates and Claims
- CboeEDGA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees (Release No. 34-82423; File No. SR-CboeEDGA-2017-004); see also Exhibit 5
- CboeEDGX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees (Release No. 34-82424; File No. SR-CboeEDGX-2017-008); see also Exhibit 5
- CboeBYX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees (Release No. 34-82416; File No. SR-CboeBYX-2017-004); see also Exhibit 5
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Price List to Waive New Firm Application Fees for Applicants Seeking Only to Obtain a Bond Trading License for 2018 and Waive the BTL Fee for 2018 (Release No. 34-82418; File No. SR-NYSE-2017-70); see also Exhibit 5
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adjust the QOO Order Rebate (Release No. 34-82407; File No. SR-BOX-2017-39); see also Exhibit 5
- IEX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Displayed Match Fee (Release No. 34-82409; File No. SR-IEX-2017-43); see also Exhibit 5
- LCH SA: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CDSClear Fee Grid for All Accounts Structures (Release No. 34-82406; File No. SR-LCH SA-2017-011)
- CboeBZX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform (Release No. 34-82401; File No. SR-CboeBZX-2017-014); see also Exhibit 5 (Release No. 34-82401; File No. SR-CboeBZX-2017-014)
Miscellaneous
- NYSEAMER: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 991 (Release No. 34-82402; File No. SR-NYSEAMER-2017-39); see also Exhibit 5
Products and Listings
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5050 to Extend the Pilot Program That Lists RealDay Options ("RealDay Pilot Program") (Release No. 34-82414; File No. SR-BOX-2017-38); see also Exhibit 5
- Cboe BZX: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares (Release No. 34-82417; File No. SR-CboeBZX-2017-013)
- NASDAQ: Notice of Filing of Proposed Rule Change to List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund (Release No. 34-82408; File No. SR-NASDAQ-2017-131)
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