The world’s leading organizations and global players choose Proskauer to represent them when they need it the most. Our top tier team of star trial attorneys, acclaimed transactional lawyers and exceptionally talented partners and associates have earned a reputation for the relentless pursuit of perfection and a dauntless pursuit of success.
Bob Plaze authored an article for the Investment Adviser
Association Newsletter regarding three no-action letters issued by
SEC staff that addressed implications on the U.S. securities
industry of the implementation of European financial services
regulations, collectively referred to as MiFID II, which take
effect on January 3, 2018.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
