ARTICLE
10 October 2017

Expect Focus - Life Insurance, Volume II, September 2017

•NAIC Big Data Working Group Update.
United States Insurance
  • OCIE Lessons From Cybersecurity 2 Initiative
  • NAIC Cybersecurity Working Group Votes to Approve Insurance Data Security Model Law
  • NAIC Big Data Working Group Update
  • SEC Scrutinizes Multi-Manager Arrangements
  • SEC Cautions on Use of Distributed Ledger/Blockchain Technology to Raise Capital
  • SEC Stays Approval of Quadruple-Leveraged ETF
  • SEC Investor Advocate's 2018 Objectives Target Key Issues for Life Insurers
  • Nevada Securities Act Amendments – What's Next?
  • The Fiduciary Rule Status Update
  • The DOL Fiduciary Rule: Charting a Course, Avoiding Collisions and Potential Litigation
  • Certified Financial Planner Board Proposes Fiduciary Obligations for All CFP Financial Advice
  • Pennsylvania Court Holds Fiduciary Duty Exists Only Where Consumer Cedes Decision-Making Control to the Fiduciary
  • Plaintiffs Survive Standing-Based Challenge to California Senior Notice and Financial Elder Abuse Claims
  • Eleventh Circuit Affirms Summary Judgment for Insurer in STOLI Case
  • Dismissal of Individual Claims Cap Insurer's Winning Streak in Action Challenging FIA Product Features
  • Communications With Auditors and Audit Committees May Change
  • New Partnership Audit Rules – Plan Ahead Before the Tax Bill Arrives
  • A Ticking Clock: New York's Pending Non-Guaranteed Elements Rule for Life Insurance and Annuity Products
  • Sticking Firmly to Contract Terms, Court Dismisses Premium and COI Overcharge Claims
  • Summary Judgment Win for Insurer in "Stable Value" Interest Rate Setting Case
  • Jump in Credit Scores Means Dip in Underwriting Predictability

Expect Focus - Life Insurance, Volume III, September 2017 (PDF)

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