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Finance Law and Banking Law

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Finance law and banking law thought leadership, articles, podcasts, videos and webinars from expert sources across the legal world. Explore insights covering topics such as capital adequacy, BASEL, acquisition finance, debt capital markets, fund finance, islamic finance, securitization and structured finance.

ESMA Feedback On Integration Of Sustainability Risks And Disclosures

The European Securities and Markets Authority (ESMA) has published its Final Report on the integration of sustainability risks and disclosures in the investment fund sector (Final Report).

United Kingdom Finance

TS

Travers Smith LLP

Regulation Round Up

Welcome to the Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation.

United Kingdom Finance

PR

Proskauer Rose LLP

The FCA's New Rules For Non-financial Misconduct: Top Ten Takeaways

The FCA has issued its rules for non-financial misconduct (NFM) and published CP25/18 "Tackling non-financial misconduct in financial services".

United Kingdom Finance

M

Macfarlanes LLP

Investment Management Update - July 2025

This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector.

United Kingdom Finance

M

Macfarlanes LLP

ESMA Publishes Four Principles For Clear, Fair And Not Misleading Sustainability-Related Claims

United Kingdom Finance

PR

Proskauer Rose LLP

Upper Tribunal Upholds FCA Decision Against Former CEO And CFO Of Listed Bank For Being Knowingly Concerned In Listing Rules Breach

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Non-Financial Misconduct – FCA Issues New Policy Statement And Consults On Guidance

United Kingdom Finance

MB

Mayer Brown

Collaboration: Key To Jersey's Fund Future

European Union Finance

JF

Jersey Finance Limited

Key Lessons From The Latest UK Office For Financial Sanctions Implementation Art Market Participants And High Value Dealers Threat Assessment (June 2025)

United Kingdom Finance

KG

K&L Gates LLP

FCA Unveils "Once-in-a-generation" Plans To Bridge The Investment Advice Gap

United Kingdom Finance

M

Macfarlanes LLP

Current Trends In Leveraged Finance (July 2025)

United Kingdom Finance

AG

Addleshaw Goddard

FCA Non-Financial Misconduct Rules: Private Fund Managers, Fintechs, And Other Non-Banks Firmly In Scope

United Kingdom Finance

GP

Goodwin Procter LLP

One Person's Trash Is Another Person's Treasure: ESMA's Final Report On The UCITS Eligible Assets Directive

United Kingdom Finance

TS

Travers Smith LLP

Private Credit's Quiet Consolidation Of Power

United Kingdom Finance

TS

Travers Smith LLP

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Webinars

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Recorded on 9 Jul 2025 | 2:00 PM

Digital Assets – Innovation vs Compliance: Emerging Offshore Jurisdictional Trends – How Legal Advisers' Roles Will Change

W

Walkers

Recorded on 24 Jun 2025 | 3:00 PM

(2nd Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 24 Jun 2025 | 9:00 AM

(1st Session) 2025 Global In-House Counsel Survey Report: Unique Insights into the Global In-House Counsel Profession

IC

In-House Counsel Worldwide

Recorded on 30 Apr 2025 | 2:00 PM

Mondaq | 2025 Law Firm Data Landscape Report

mm

Mondaq

Related Country Guides

Secured Lending

Banking Regulation

Project Finance

Alternative Investment Funds

Asset Finance

What are the Advantages of Share Capital?

Use share capital as a tool to raise funds and grow your business without increasing debt.

United Kingdom Finance

L

LegalVision

Is trading of an instrument with an ISIN that is not in FIRDS, MiFIR reportable?

This article discusses the MiFIR framework, examples of missing or absent ISINs from FIRDS and regulators' responses.

United Kingdom Finance

TRAction

Is an EU Trading Venue considered ToTV for UK MiFIR and vice versa?

MiFIR reportability has stayed the same for UK firms but has narrowed in scope for EU firms.

United Kingdom Finance

TRAction

ASIC Rewrite – What Additional Information Do I Need To Report?

United Kingdom Finance

TRAction

Reporting for ICAVs and SICAVs

United Kingdom Finance

TRAction

Empowering Judgment Creditors: The Impact Of Lakatamia Shipping Company v Tseng Yu Hsia And Other (Podcast)

United Kingdom Litigation

H

Harneys

EU Taxonomy Regulation And Aviation: A Transition To Sustainability

European Union Transport

NR

Norton Rose Fulbright

The UK Recovery Loan Scheme

United Kingdom Finance

DM

Duane Morris LLP

The Recovery Loan Scheme: The Next Generation

United Kingdom Finance

F

Forsters

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Capital Adequacy/BASEL

Private Credit's Quiet Consolidation Of Power

Once a niche corner of alternative lending, private credit has shown, not only its resilience, but also its ability and willingness to collaborate with various stakeholders.

United Kingdom Finance

TS

Travers Smith LLP

PRA Consults On Phase 1 Of Pillar 2A Review

On 22 May 2025, the Prudential Regulation Authority (PRA) published consultation paper CP12/25, launching the first phase of its review of the Pillar 2A framework to address the impacts...

United Kingdom Finance

AG

Addleshaw Goddard

EBA Final Reports On RTS And ITS On Operational Risk Under CRR

On 16 June 2025, the European Banking Authority (EBA) published two final reports on draft technical standards relating to operational risk under the Capital Requirements Regulation (575/2013) (CRR).

European Union Finance

AG

Addleshaw Goddard

Navigating The Proposed Amendments To The EU Securitisation Regulation: Implications For Europe's CLO Market

European Union Finance

ML

Milbank LLP

Guernsey Funds: Innovation With Alternative Strategies

United Kingdom Finance

CO

Carey Olsen

Guernsey Private Investment Funds

Guernsey Finance

CO

Carey Olsen

Civil Justice Council Recommends "Light Touch" Regulation Of Litigation Funding In United Kingdom

United Kingdom Finance

JD

Jones Day

Guernsey Updates The Private Investment Fund (PIF) Regime

Guernsey Finance

W

Walkers

PRA Business Plan For 2025/26

United Kingdom Finance

AG

Addleshaw Goddard

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Listing Rules & Flotation

Upper Tribunal Upholds FCA Decision Against Former CEO And CFO Of Listed Bank For Being Knowingly Concerned In Listing Rules Breach

On 16 June 2025, the Upper Tribunal upheld the decision of the Financial Conduct Authority (FCA) to fine Craig Donaldson and David Arden for being knowingly concerned in a breach of the Listing Rules...

United Kingdom Finance

KL

Herbert Smith Freehills Kramer LLP

Executive Directors "Knowingly Concerned" In Bank's Breach Of The UK Listing Rules

The UK Upper Tribunal (Tax and Chancery) has upheld the Financial Conduct's Authority's (FCA) decision to take action against two former executives...

United Kingdom Finance

AO

A&O Shearman

Investment Management Update - February 2025

This publication has been tailored to highlight topical news, cases and changes in the law impacting the investment management sector.

United Kingdom Finance

M

Macfarlanes LLP

Changes To EU Prospectus Regulation Under New EU Listing Act Effective Today

European Union Finance

DP

Davis Polk & Wardwell

TISE Launches Specialist Companies Equity Listing Rules

A

Appleby

The Benefits Of Guernsey And Jersey Companies For UK And US Listings

Worldwide Commercial

W

Walkers

Quarterly Listed Company Update: What's New And What's Next?

United Kingdom Commercial

TS

Travers Smith LLP

The FCA Publishes New Listing Rules

United Kingdom Finance

JL

Johnson Law Group

The New UK Listing Rules – Key Changes For Housing Association Bond Issuers

United Kingdom Finance

D

Devonshires

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Aviation, Aerospace and Maritime

2012 Global Aerospace And Defense Industry Outlook: A Tale Of Two Industries

The Deloitte Touche Tohmatsu Limited (DTTL) Global Manufacturing Industry group’s 2012 outlook for the global aerospace and defense (A&D) industry is a tale of two industries.

United Kingdom Transport

D

Deloitte

Ship-Owners Under No Duty In Bailment To Complete The Original Voyage Following Termination Of Time Charter

In this case, the High Court of Hong Kong was asked to determine whether the ship-owners were under any duty in bailment to complete the original voyage and deliver cargo following withdrawal of the vessel by the ship-owners part way through a voyage for non-payment of hire.

United Kingdom Transport

IC

Ince & Co

Aerospace News - February 2011

Over the last decade, PRC carriers have consolidated around three main carriers. This trend looks likely to continue.

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

When Many Become One – The Polygamous Road Ahead For PRC Carriers

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

Aviation Bulletin - February 2011

United Kingdom Transport

CC

Clyde & Co

The Health of the UK Space Industry and the Prescription To Make It Healthier

United Kingdom Strategy

CC

CMS Cameron McKenna Nabarro Olswang

Bunker Suppliers Exposed to the Financial Difficulties of their Buyers

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

EU 261 Delay Compensation: The ECJ has an Opportunity to put Things Right

United Kingdom Litigation

BL

Barlow Lyde & Gilbert LLP

Has the "Hell or High Water" Clause Lost its Appeal?

United Kingdom Transport

BL

Barlow Lyde & Gilbert LLP

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Latest Videos

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Business Reporter – Best Of British Business: Keeping The Engine Behind Your Market Data Running (Video)

CJ

CJC Ltd

Credit Insurance Meets Trade Finance: A Smarter Way To Risk (Video)

W

WTW

Sustainable Finance Seminar 2024 Panel Session 1 (Video)

G

Guernsey Finance

Investing In Conflict Zones: Navigating And Managing Risk (Video)

NR

Norton Rose Fulbright Hong Kong

Jersey's Relationship With South Africa (Video)

JF

Jersey Finance Limited

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