ARTICLE
25 September 2017

Weekly Roundup Of Exchange Rules By Category - September 15, 2017

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 11 to September 15, 2017.
United States Finance and Banking

Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 11 to September 15, 2017.

Corporate Governance

Fees, Fines, Rebates & Claims

Market Data

Miscellaneous

Products and Listings

Trading & Trade Reporting

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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