New Public Alternative Funds
| Fund Name: | Orinda Preferred Yield Plus Fund |
| Adviser: | Orinda Asset Management LLC |
| Sub-Adviser(s): | Not specified |
| Fees: | 1.25% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $10,000 minimum initial investment (Class A); $50,000 minimum initial investment (Class I); No minimum subsequent investment (Class A or I) |
| Filing Date: | Aug. 18, 2017 |
| Effective Date: | Pending |
| Fund Name: | WCM Alternatives: Credit Event Fund |
| Adviser: | Westchester Capital Management LLC |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,000 minimum initial investment, no minimum subsequent investment (Investor Class Shares); $1 million minimum initial investment, $500 minimum subsequent investment (Institutional Class Shares) |
| Filing Date: | Aug. 8, 2017 |
| Effective Date: | Pending |
| Fund Name: | Oppenheimer SteelPath MLP & Energy Infrastructure Fund |
| Adviser: | OFI SteelPath Inc. |
| Sub-Adviser(s): | Not specified |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $1,000 minimum initial investment; $500 minimum initial investment for Traditional and Roth IRA, Asset Builder Plan, Automatic Exchange Plan and government allotment plan accounts; $1 million minimum initial investment for Class I shares; No minimum subsequent investment |
| Filing Date: | Aug. 1, 2017 |
| Effective Date: | Pending |
| Fund Name: | T. Rowe Price Capital Appreciation & Income Fund, Inc. |
| Adviser: | T. Rowe Price Associates, Inc. |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $2,500 minimum initial investment ($1,000 for retirement accounts), $100 minimum subsequent investment (Investor Class); $1 million minimum initial investment, no minimum subsequent investment (I Class); Advisor Class shares may generally only be purchased through a financial intermediary or retirement plan. |
| Filing Date: | July 6, 2017 |
| Effective Date: | Pending |
| Fund Name: | Highland Global Allocation Fund II |
| Adviser: | Highland Capital Management Fund Advisors, L.P. |
| Sub-Adviser(s): | Not specified |
| Fees: | 0.4% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $500 minimum initial investment by mail ($1,000 by wire), $100 minimum subsequent investment by mail ($1,000 by wire) for Class A and C Shares; No minimum initial or subsequent investment amounts for Class Y Shares. |
| Filing Date: | June 30, 2017 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.