ARTICLE
25 August 2017

Weekly Roundup Of Exchange Rules By Category - August 18, 2017

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of August 14 to August 18, 2017.
United States Finance and Banking

Click on the links below to view SEC notices of exchange rule changes and proposals for the week of August 14 to August 18, 2017.

Clearance and Settlement

Corporate Governance

Fees, Fines, Rebates, and Claims

Market Data

Miscellaneous

Products and Listings

Trading and Trade Reporting

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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