New Public Alternative Funds - August, 2017

Fund Name:

WCM Alternatives: Credit Event Fund

Adviser:

Westchester Capital Management LLC

Sub-Adviser(s):

None

Fees:

1.25% Management Fee

Open- or Closed-End:

Open-End (Mutual fund)

Investor Restrictions:

$2,000 minimum initial investment, no minimum subsequent investment (Investor Class Shares); $1 million minimum initial investment, $500 minimum subsequent investment (Institutional Class Shares)

Filing Date:

Aug. 8, 2017

Effective Date:

Pending

Fund Name:

Oppenheimer SteelPath MLP & Energy Infrastructure Fund

Adviser:

OFI SteelPath Inc.

Sub-Adviser(s):

Not specified

Fees:

Not specified

Open- or Closed-End:

Open-End (Mutual fund)

Investor Restrictions:

$1,000 minimum initial investment; $500 minimum initial investment for Traditional and Roth IRA, Asset Builder Plan, Automatic Exchange Plan and government allotment plan accounts; $1 million minimum initial investment for Class I shares; No minimum subsequent investment

Filing Date:

Aug. 1, 2017

Effective Date:

Pending

Fund Name:

T. Rowe Price Capital Appreciation & Income Fund, Inc.

Adviser:

T. Rowe Price Associates, Inc.

Sub-Adviser(s):

None

Fees:

Not specified

Open- or Closed-End:

Open-End (Mutual fund)

Investor Restrictions:

$2,500 minimum initial investment ($1,000 for retirement accounts), $100 minimum subsequent investment (Investor Class); $1 million minimum initial investment, no minimum subsequent investment (I Class); Advisor Class shares may generally only be purchased through a financial intermediary or retirement plan.

Filing Date:

July 6, 2017

Effective Date:

Pending

Fund Name:

Highland Global Allocation Fund II

Adviser:

Highland Capital Management Fund Advisors, L.P.

Sub-Adviser(s):

Not specified

Fees:

0.4% Management Fee

Open- or Closed-End:

Open-End (Mutual fund)

Investor Restrictions:

$500 minimum initial investment by mail ($1,000 by wire), $100 minimum subsequent investment by mail ($1,000 by wire) for Class A and C Shares; No minimum initial or subsequent investment amounts for Class Y Shares.

Filing Date:

June 30, 2017

Effective Date:

Pending

Fund Name:

Highland Floating Rate Opportunities Fund II

Adviser:

Highland Capital Management Fund Advisors, L.P.

Sub-Adviser(s):

Not specified

Fees:

0.65% Management Fee

Open- or Closed-End:

Open-End (Mutual fund)

Investor Restrictions:

$2,500 minimum initial investment; $50 minimum subsequent investment

Filing Date:

June 30, 2017

Effective Date:

Pending