The Cabinet Regulatory Tracker provides a list of upcoming comment deadlines, meeting dates, reporting deadlines, expiration dates and filing deadlines. Click on the links below to view deadlines from June 16 to June 30, 2017.
For continuous real-time updates, please consult the Cadwalader Cabinet Regulatory Calendar.
Comment Deadlines
- June 19: FINRA – Potential Enhancements to Certain Engagement Programs
- June 20: CFTC – Notice to Renew Real-Time Public Reporting and Block Trade Information Collection
- June 22: FINRA – Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
- June 23: CFTC – Notice of Intent to Renew Collection Number 3038-0091, Disclosure and Retention of Certain Information Relating to Cleared Swaps Customer Collateral
- June 26: FINRA – Notice of Filing of Proposed Rule Change to Amend FINRA Rule 7730 to Make Available New End-of-Day TRACE Transaction File
- June 27: CFTC – Adoption of Revised Registration Form 8-R and Cancellation of Form 3-R
- June 28: FINRA – Immediately Effective Rule Change Relating to Rule 7620A to Eliminate No/Was Corrective Transaction Charge
- June 29: FINRA – Effectiveness and Efficiency of Rules on Outside Business Activities and Private Securities Transactions
- June 30: MSRB – Second Request for Comments on Draft Amendments to and Clarifications of MSRB Rule G-34, on Obtaining CUSIP Numbers
Meeting Dates
Reporting Deadlines
- June 23: FINRA – Monthly and Fifth FOCUS Part II/IIA Filings for Period Ending on May 31, 2017
- June 28: FINRA – Supplemental Inventory Schedule Form Filings for Month Ending on May 31, 2017
- June 29: FINRA – Annual Audit Report for Period Ending on April 30, 2017
Expiration Dates
Filing Deadlines
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