Weekly Roundup Of Exchange Rules By Category - May 12, 2017

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
Click on the links below to view SEC notices of exchange rule changes and proposals for the week of May 8 to May 12, 2017.
United States Corporate/Commercial Law

Click on the links below to view SEC notices of exchange rule changes and proposals for the week of May 8 to May 12, 2017.

Clearance & Settlement

Fees, Fines, Rebates & Claims

Market Data and Reporting

Miscellaneous

Trading & Trade Reporting

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More