ARTICLE
12 April 2017

Federal Register: SEC Requests Comments On MSRB Proposal To Establish Continuing Education Requirements For Associated Persons

CW
Cadwalader, Wickersham & Taft LLP

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Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The SEC requested comments on MSRB-proposed draft amendments that would require municipal advisors to establish continuing education requirements for an associated person who is qualified as a municipal advisor representative or municipal advisor principal (see previous coverage).
United States Corporate/Commercial Law

The SEC requested comments on MSRB-proposed draft amendments that would require municipal advisors to establish continuing education requirements for an associated person who is qualified as a municipal advisor representative or municipal advisor principal (see previous coverage). The request for comments was published in the Federal Register.

The MSRB asked the SEC to approve the proposed draft amendments with an implementation date of January 1, 2018. Comments on the MSRB-proposed draft amendments must be submitted by April 25, 2017.

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