ARTICLE
15 March 2017

Reg. Tracker: March 1 Through March 15

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The Cabinet Regulatory Tracker provides a list of upcoming effective dates, comment deadlines and compliance dates.
United States Finance and Banking

The Cabinet Regulatory Tracker provides a list of upcoming effective dates, comment deadlines and compliance dates. Click on the links below to view deadlines that fall between March 1 and March 15, 2017.

For continuous real-time updates, please consult the Cadwalader Cabinet Regulatory Calendar.

Effective Dates

  • March 6: Board of Governors of the Federal Reserve System final amendments to the Capital Plan and Stress Test Rules, Regulations Y and YY.
  • March 6: Federal Energy Regulatory Commission ("FERC") annual update of filing fees.

Comment Deadlines

  • March 14: FERC-proposed amendments to reform the Generator Interconnection Procedures and Agreements.

Compliance Dates

  • March 1: FINRA annual audit report filing deadline for the period ending on December 31, 2016.
  • March 1: FINRA Supplemental Inventory Schedule Form filing deadline for the month ending on January 31, 2017.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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