United States: Agenda Announced For Next SEC Advisory Committee On Small And Emerging Companies Meeting

The SEC's Advisory Committee on Small and Emerging Companies announced its agenda for its upcoming February 15 meeting.  The committee will discuss:

• Secondary market liquidity for Regulation A Tier 2 and non-exchange listed companies;
• Broker-Dealer status of "finders";
• Why more companies are staying private; and
• Finalizing board diversity recommendation.

The meeting is open to the public and will start at 9:30 a.m.  The meeting will be webcast on the SEC's website.

Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

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