ARTICLE
17 January 2017

SEC Makes Two Appointments To Risk And Examinations Office

KL
Kramer Levin Naftalis & Frankel LLP

Contributor

Kramer Levin provides its clients proactive, creative and pragmatic solutions that address today’s most challenging legal issues. The firm is headquartered in New York with offices in Silicon Valley and Paris and fosters a strong culture of involvement in public and community service. For more information, visit www.kramerlevin.com
In a pair of appointments, the SEC named Timothy Husson as associate director in the Division of Investment Management's Risk and Examinations Office and Sara P. Crovitz as deputy chief counsel...
United States Finance and Banking

In a pair of appointments, the SEC named Timothy Husson as associate director in the Division of Investment Management's Risk and Examinations Office and Sara P. Crovitz as deputy chief counsel and associate director in the division's Chief Counsel's Office. Husson will oversee the management and operations of data analysis and examination projects and initiatives related to the asset management industry and provide guidance on complex financial and quantitative issues as he leads the asset management monitoring program. Crovitz will assist the chief counsel in overseeing legal guidance under the Investment Company and Investment Advisers Acts of 1940, focusing on strategic collaboration between the chief counsel's office and other offices within the Division of Investment Management and the SEC.
Link To Article

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

Mondaq uses cookies on this website. By using our website you agree to our use of cookies as set out in our Privacy Policy.

Learn More