ARTICLE
25 November 2016

Federal Register: SEC Adopts Final Rules On Investment Company Swing Pricing

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Cadwalader, Wickersham & Taft LLP

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The SEC adopted a final rule to permit mutual funds to use "swing pricing," which allows funds to redeem investors' holdings at prices that are lower than the going market value of the funds' assets...
United States Finance and Banking

The SEC adopted a final rule to permit mutual funds to use "swing pricing," which allows funds to redeem investors' holdings at prices that are lower than the going market value of the funds' assets under certain circumstances. The final rule was published in the Federal Register.

The final rule is effective on November 19, 2018. Compliance dates differ depending on the form.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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