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On October 17, the director of the SEC's Office of Compliance Inspections and Examinations delivered the keynote address at the National Society of Compliance Professionals 2016 National Conference.
On October 17, the director of the SEC's Office of
Compliance Inspections and Examinations ("OCIE")
delivered the keynote address at the National Society of
Compliance Professionals 2016 National Conference. In discussing
compliance improvement, the director mentioned that one of the
OCIE's "larger upcoming initiatives" was "exams
focusing on cybersecurity" and noted that such initiatives can
provide companies with tools to use in their own compliance
programs.
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