| Fund Name: | Nuveen Credit Opportunities 2024 Target Term Fund |
| Adviser: | Nuveen Fund Advisors LLC |
| Sub-Adviser(s): | Symphony Asset Management LLC |
| Fees: | Annual management fee to a maximum of 0.7% of the fund's average daily managed assets. |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | Oct. 3, 2016 |
| Effective Date: | Pending |
| Fund Name: | Nuveen Credit Opportunities 2022 Target Term Fund |
| Adviser: | Nuveen Fund Advisors LLC |
| Sub-Adviser(s): | Symphony Asset Management LLC |
| Fees: | Annual management fee to a maximum of 0.7% of the fund's average daily managed assets. |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | Oct. 3, 2016 |
| Effective Date: | Pending |
| Fund Name: | Nuveen Credit Opportunities 2020 Target Term Fund |
| Adviser: | Nuveen Fund Advisors LLC |
| Sub-Adviser(s): | Symphony Asset Management LLC |
| Fees: | Annual management fee to a maximum of 0.7% of the fund's average daily managed assets. |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | Oct. 3, 2016 |
| Effective Date: | Pending |
| Fund Name: | ACA/Prism Multi-Strat Alternatives Fund |
| Adviser: | Crow Point Partners LLC |
| Sub-Adviser(s): | Alternative Capital Advisers LLC |
| Fees: | Advisory fee at the annual rate of 0.75% of the fund's average daily gross invested assets; The Adviser will also receive a fulcrum fee of between 0% and 1.50%, calculated using an annual base advisory fee rate of a specified amount of the average daily net assets of the Fund, adjusted by the Fundâ€"s performance over a rolling 12-month period relative to the HFRI Fund of Funds Conservative Index. |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $25,000 minimum initial investment; $10,000 minimum subsequent investment |
| Filing Date: | Sept. 13, 2016 |
| Effective Date: | Pending |
| Fund Name: | TCW Diversified High Income 2021 Target Term Fund |
| Adviser: | TCW Investment Management Company LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Exchange traded) |
| Investor Restrictions: | Minimum investment of 100 common shares |
| Filing Date: | Aug. 30, 2016 |
| Effective Date: | Pending |
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