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in European Union
The SEC announced the agenda for its October 5,
2016 meeting of its Advisory Committee on Small and Emerging
Companies. The advisory committee will specifically examine:
(i) Regulation S-K disclosure requirements; (ii) research regarding
corporate board diversity; (iii) outreach to smaller companies
about capital raising; and (iv) updates from the Division of
Trading and Markets on equity market structure initiatives, a
tick-size pilot, along with the treatment of so-called
"finders" that assist companies in capital raising
activities.
The October 5 meeting is open to the public and it will be
webcast live on the SEC website.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
