ARTICLE
31 August 2016

Federal Register: SEC Requests Comments On FINRA's Alternative Display Facility Proposal

CW
Cadwalader, Wickersham & Taft LLP

Contributor

Cadwalader, established in 1792, serves a diverse client base, including many of the world's leading financial institutions, funds and corporations. With offices in the United States and Europe, Cadwalader offers legal representation in antitrust, banking, corporate finance, corporate governance, executive compensation, financial restructuring, intellectual property, litigation, mergers and acquisitions, private equity, private wealth, real estate, regulation, securitization, structured finance, tax and white collar defense.
The SEC requested comments on an immediately effective FINRA proposal to make its Alternative Display Facility ("ADF") available to member firms for trade reporting only.
United States Corporate/Commercial Law

The SEC requested comments on an immediately effective FINRA proposal to make its Alternative Display Facility ("ADF") available to member firms for trade reporting only. The request for comments was published in the Federal Register.

Comments on the immediately effective proposal must be submitted by September 14, 2016.

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

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