The NFA updated its Self-Examination Questionnaire. The questionnaire is designed to help NFA member futures commission merchants, Forex dealer members, introducing brokers ("IBs"), commodity pool operators ("CPOs") and commodity trading advisors satisfy their annual supervisory responsibilities under NFA Rules 2-9, 2-36 and 2-39.
The NFA's updates to the questionnaire include: (i) adding a Forex Electronic Trading Systems section to the Supplemental Questionnaire for IBs, and (ii) adding technical clarifications in the financial section of the Supplemental Questionnaire for CPOs.
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