United States: Trademark Red Tape: Incoming Fee Increases And Sweeping TTAB Rule Changes

Last Updated: June 13 2016
Article by Joshua S. Jarvis

Welcome to Trademark Red Tape, our periodic round-up of trademark news and happenings at the United States Patent & Trademark Office.  Here are the highlights:

  • Disparaging Marks Still Held in Abeyance. As an update to our last Trademark Red Tape, the USPTO, which has now filed a petition for a writ of certiorari to the Supreme Court in In re Tam with respect to the constitutionality of Section 2(a) of the Lanham Act, continues to suspend applications otherwise subject to refusal as potentially offensive, vulgar, or disparaging.  As we reported in March, the Federal Circuit held that the suspension of Tam's own application pending disposition of the certiorari process was not a clear abuse of discretion, so applicants of marks which the USPTO believes may run afoul of Section 2(a) will likely be waiting a while.
  • Sweeping TTAB Rules Changes. On Monday, April 4, the USPTO published a Notice of Proposed Rulemaking in the Federal Register concerning Miscellaneous Changes to Trademark Trial and Appeal Board (TTAB) Rules of Practice.  The proposed rule changes, which would mark the first major set of changes for nearly a decade, are mainly designed to increase the speed and efficiency of TTAB proceedings, and include streamlined discovery, electronic filing requirements, and testimony via affidavit.  The proposed changes have been mostly well-received by the trademark bar, except that some have expressed concern about the move to testimony-via-affidavit-by-right, because in some cases it may not give the Board a full and fair opportunity to consider and weigh the credibility of witnesses.  This is of particular concern in light of the Supreme Court's B&B Hardware v. Hargis Industries decision, discussed here, which held that TTAB decisions can have preclusive effect in subsequent civil actions.  Public comments were due June 3, 2016, and a public meeting to report and summarize these comments will be held on June 24, 2016.  Once adopted, the rules will apply to all cases, new and pending.
  • Updated TTAB Standard Protective Order. Effective June 24, 2016, the TTAB's revised Standard Protective Order will be applicable to all then-pending TTAB inter partes proceedings, with some exceptions, as well as all proceedings instituted on or after the effective date.  Among other changes, the new Standard Protective Order eliminates the three-tier classification for confidential information, removing the "Highly Confidential" class in favor of "Confidential" and "Attorneys' Eyes Only," the latter of which is limited to outside counsel.
  • Proposed Fee Increases. The USPTO has issued a Notice of Proposed Rulemaking to establish and increase fees related to various USPTO and TTAB actions.  Many of the fees are clearly designed to promote efficiency, mainly by encouraging electronic filing whenever possible.  Public comments on the proposed fee changes are due by July 11, 2016. Notable changes include the following:
    • Changes to Application Fees. To encourage electronic filing throughout the application process, the fees for TEAS RF and TEAS Plus filings will remain $225 and $275 per class respectively, but the fee for the TEAS regular form will rise from $325 to $400, and the fee for paper filings will increase from $375 to $600, which better reflects the USPTO's processing costs.
    • No Increase For SOU Extension Fees! The proposed fee increases, as originally introduced to the Trademark Public Advisory Committee (TPAC) back in October 2015, included substantial increases for an extension of time to file a Statement of Use (SOU). This seemed to unfairly burden startup companies and small businesses, and placed U.S.-based applicants at a further disadvantage vis-à-vis applicants able to file via a foreign registration or under the Madrid Protocol, neither of which requires a Statement of Use to secure registration.  The various IP bar associations strongly objected to these increases, and the TPAC ultimately encouraged the USPTO to pursue methods for increasing its revenue "in a way that will not disproportionately impact domestic filers."   We're happy to report that SOU/extension fee increases have been removed for electronic filings.  The SOU fee will increase from $100 to $200 for paper filings and the extension fee will increase from $150 to $250 for paper filings, to appropriately penalize luddites.
    • Increased TTAB Filing Fees. Notices of oppositions and petitions for cancellation will rise from $300 to $400 ($500 for paper filings), and ex parte appeals will increase from $100 to $200 ($300 for paper filings).
    • New Fees For Extensions of Time to Oppose. The initial 30-day extension of time to oppose a published application will continue to have no official fee, while the second 60 days for good cause will require a $100 fee ($200 for paper filings).  An initial 90-day extension for good cause, if taken all at once, will also cost $100 ($200 for paper filings).  The additional 60-day extension upon consent or exceptional circumstances will be $200 ($300 for paper filings).
  • TMEP April 2016. The USPTO released the April 2016 update to the Trademark Manual of Examining Procedure (TMEP), which incorporates recent precedential decisions and clarifies and memorializes various procedures.  The changes, highlighted in this document, include clarifications to the types of evidence appropriate for Letters of Protest.

We'll be back soon with additional updates.

To view Foley Hoag's Trademark and Copyright Law Blog please click here

The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.

To print this article, all you need is to be registered on Mondaq.com.

Click to Login as an existing user or Register so you can print this article.

Events from this Firm
25 Oct 2017, Webinar, Boston, United States

Foley Hoag will present a 60-minute webinar on Wednesday, October 25 at 12:30 pm EDT, offering guidance for in-house counsel regarding the basics of trademark and design protection in the European Union. Attendees will learn about the opportunities and pitfalls to be on the lookout for when looking to secure, protect, and enforce an IP portfolio overseas.

1 Nov 2017, Webinar, Boston, United States

Please join Foley Hoag on Wednesday, November 1, 2017 for a webinar that covers the details of drafting an appropriate arbitration clause for your company’s commercial contracts.

In association with
Related Video
Up-coming Events Search
Font Size:
Mondaq on Twitter
Register for Access and our Free Biweekly Alert for
This service is completely free. Access 250,000 archived articles from 100+ countries and get a personalised email twice a week covering developments (and yes, our lawyers like to think you’ve read our Disclaimer).
Email Address
Company Name
Confirm Password
Mondaq Topics -- Select your Interests
 Law Performance
 Law Practice
 Media & IT
 Real Estate
 Wealth Mgt
Asia Pacific
European Union
Latin America
Middle East
United States
Worldwide Updates
Check to state you have read and
agree to our Terms and Conditions

Terms & Conditions and Privacy Statement

Mondaq.com (the Website) is owned and managed by Mondaq Ltd and as a user you are granted a non-exclusive, revocable license to access the Website under its terms and conditions of use. Your use of the Website constitutes your agreement to the following terms and conditions of use. Mondaq Ltd may terminate your use of the Website if you are in breach of these terms and conditions or if Mondaq Ltd decides to terminate your license of use for whatever reason.

Use of www.mondaq.com

You may use the Website but are required to register as a user if you wish to read the full text of the content and articles available (the Content). You may not modify, publish, transmit, transfer or sell, reproduce, create derivative works from, distribute, perform, link, display, or in any way exploit any of the Content, in whole or in part, except as expressly permitted in these terms & conditions or with the prior written consent of Mondaq Ltd. You may not use electronic or other means to extract details or information about Mondaq.com’s content, users or contributors in order to offer them any services or products which compete directly or indirectly with Mondaq Ltd’s services and products.


Mondaq Ltd and/or its respective suppliers make no representations about the suitability of the information contained in the documents and related graphics published on this server for any purpose. All such documents and related graphics are provided "as is" without warranty of any kind. Mondaq Ltd and/or its respective suppliers hereby disclaim all warranties and conditions with regard to this information, including all implied warranties and conditions of merchantability, fitness for a particular purpose, title and non-infringement. In no event shall Mondaq Ltd and/or its respective suppliers be liable for any special, indirect or consequential damages or any damages whatsoever resulting from loss of use, data or profits, whether in an action of contract, negligence or other tortious action, arising out of or in connection with the use or performance of information available from this server.

The documents and related graphics published on this server could include technical inaccuracies or typographical errors. Changes are periodically added to the information herein. Mondaq Ltd and/or its respective suppliers may make improvements and/or changes in the product(s) and/or the program(s) described herein at any time.


Mondaq Ltd requires you to register and provide information that personally identifies you, including what sort of information you are interested in, for three primary purposes:

  • To allow you to personalize the Mondaq websites you are visiting.
  • To enable features such as password reminder, newsletter alerts, email a colleague, and linking from Mondaq (and its affiliate sites) to your website.
  • To produce demographic feedback for our information providers who provide information free for your use.

Mondaq (and its affiliate sites) do not sell or provide your details to third parties other than information providers. The reason we provide our information providers with this information is so that they can measure the response their articles are receiving and provide you with information about their products and services.

If you do not want us to provide your name and email address you may opt out by clicking here .

If you do not wish to receive any future announcements of products and services offered by Mondaq by clicking here .

Information Collection and Use

We require site users to register with Mondaq (and its affiliate sites) to view the free information on the site. We also collect information from our users at several different points on the websites: this is so that we can customise the sites according to individual usage, provide 'session-aware' functionality, and ensure that content is acquired and developed appropriately. This gives us an overall picture of our user profiles, which in turn shows to our Editorial Contributors the type of person they are reaching by posting articles on Mondaq (and its affiliate sites) – meaning more free content for registered users.

We are only able to provide the material on the Mondaq (and its affiliate sites) site free to site visitors because we can pass on information about the pages that users are viewing and the personal information users provide to us (e.g. email addresses) to reputable contributing firms such as law firms who author those pages. We do not sell or rent information to anyone else other than the authors of those pages, who may change from time to time. Should you wish us not to disclose your details to any of these parties, please tick the box above or tick the box marked "Opt out of Registration Information Disclosure" on the Your Profile page. We and our author organisations may only contact you via email or other means if you allow us to do so. Users can opt out of contact when they register on the site, or send an email to unsubscribe@mondaq.com with “no disclosure” in the subject heading

Mondaq News Alerts

In order to receive Mondaq News Alerts, users have to complete a separate registration form. This is a personalised service where users choose regions and topics of interest and we send it only to those users who have requested it. Users can stop receiving these Alerts by going to the Mondaq News Alerts page and deselecting all interest areas. In the same way users can amend their personal preferences to add or remove subject areas.


A cookie is a small text file written to a user’s hard drive that contains an identifying user number. The cookies do not contain any personal information about users. We use the cookie so users do not have to log in every time they use the service and the cookie will automatically expire if you do not visit the Mondaq website (or its affiliate sites) for 12 months. We also use the cookie to personalise a user's experience of the site (for example to show information specific to a user's region). As the Mondaq sites are fully personalised and cookies are essential to its core technology the site will function unpredictably with browsers that do not support cookies - or where cookies are disabled (in these circumstances we advise you to attempt to locate the information you require elsewhere on the web). However if you are concerned about the presence of a Mondaq cookie on your machine you can also choose to expire the cookie immediately (remove it) by selecting the 'Log Off' menu option as the last thing you do when you use the site.

Some of our business partners may use cookies on our site (for example, advertisers). However, we have no access to or control over these cookies and we are not aware of any at present that do so.

Log Files

We use IP addresses to analyse trends, administer the site, track movement, and gather broad demographic information for aggregate use. IP addresses are not linked to personally identifiable information.


This web site contains links to other sites. Please be aware that Mondaq (or its affiliate sites) are not responsible for the privacy practices of such other sites. We encourage our users to be aware when they leave our site and to read the privacy statements of these third party sites. This privacy statement applies solely to information collected by this Web site.

Surveys & Contests

From time-to-time our site requests information from users via surveys or contests. Participation in these surveys or contests is completely voluntary and the user therefore has a choice whether or not to disclose any information requested. Information requested may include contact information (such as name and delivery address), and demographic information (such as postcode, age level). Contact information will be used to notify the winners and award prizes. Survey information will be used for purposes of monitoring or improving the functionality of the site.


If a user elects to use our referral service for informing a friend about our site, we ask them for the friend’s name and email address. Mondaq stores this information and may contact the friend to invite them to register with Mondaq, but they will not be contacted more than once. The friend may contact Mondaq to request the removal of this information from our database.


This website takes every reasonable precaution to protect our users’ information. When users submit sensitive information via the website, your information is protected using firewalls and other security technology. If you have any questions about the security at our website, you can send an email to webmaster@mondaq.com.

Correcting/Updating Personal Information

If a user’s personally identifiable information changes (such as postcode), or if a user no longer desires our service, we will endeavour to provide a way to correct, update or remove that user’s personal data provided to us. This can usually be done at the “Your Profile” page or by sending an email to EditorialAdvisor@mondaq.com.

Notification of Changes

If we decide to change our Terms & Conditions or Privacy Policy, we will post those changes on our site so our users are always aware of what information we collect, how we use it, and under what circumstances, if any, we disclose it. If at any point we decide to use personally identifiable information in a manner different from that stated at the time it was collected, we will notify users by way of an email. Users will have a choice as to whether or not we use their information in this different manner. We will use information in accordance with the privacy policy under which the information was collected.

How to contact Mondaq

You can contact us with comments or queries at enquiries@mondaq.com.

If for some reason you believe Mondaq Ltd. has not adhered to these principles, please notify us by e-mail at problems@mondaq.com and we will use commercially reasonable efforts to determine and correct the problem promptly.