| Fund Name: | NexPoint Merger Arbitrage Fund |
| Adviser: | NexPoint Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee (on daily gross assets) |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $500 minimum initial investment for regular accounts, $50 for retirement accounts, $50 minimum subsequent investment (Class A and C); $100,000 minimum initial investment (Class Z) |
| Filing Date: | April 19, 2016 |
| Effective Date: | Pending |
| Fund Name: | NexPoint Latin American Opportunities Fund |
| Adviser: | NexPoint Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee (on daily gross assets) |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $500 minimum initial investment for regular accounts, $50 for retirement accounts, $50 minimum subsequent investment (Class A and C); $100,000 minimum initial investment (Class Z) |
| Filing Date: | March 24, 2016 |
| Effective Date: | Pending |
| Fund Name: | NexPoint Distressed Strategies Fund |
| Adviser: | NexPoint Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 1.25% Management Fee (on daily gross assets) |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $500 minimum initial investment for regular accounts, $50 for retirement accounts, $50 minimum subsequent investment (Class A and C); $100,000 minimum initial investment (Class Z) |
| Filing Date: | March 24, 2016 |
| Effective Date: | Pending |
| Fund Name: | First Trust Strategic Mortgage REIT ETF |
| Adviser: | First Trust Advisors LP |
| Sub-Adviser(s): | None |
| Fees: | 0.85% Management Fee |
| Open- or Closed-End: | Open-End (Exchange traded) |
| Investor Restrictions: | Not specified |
| Filing Date: | March 14, 2016 |
| Effective Date: | Pending |
| Fund Name: | First Trust Long/Short Currency Strategy ETF |
| Adviser: | First Trust Advisors LP |
| Sub-Adviser(s): | First Trust Global Portfolios Ltd. |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Exchange traded) |
| Investor Restrictions: | Not specified |
| Filing Date: | March 14, 2016 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.
