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25 April 2016

Marshall Sprung To Step Down As Co-Chief Of SEC's Asset Management Enforcement Unit

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Marshall Sprung, co-chief of the SEC Division of Enforcement's Asset Management Unit, will leave the agency later this month.
United States Finance and Banking

Marshall Sprung, co-chief of the SEC Division of Enforcement's Asset Management Unit, will leave the agency later this month. He has served as co-head of the unit for the past two-and-a-half years, during which time he supervised a nationwide staff investigating violations of federal securities laws by investment advisers, registered funds and private funds. Co-chief Anthony Kelly will continue to lead the unit following Sprung's departure.

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