ARTICLE
21 April 2016

No-Action Relief Regarding Masking Information Reportable Under The OCR Final Rule

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The CFTC's Division of Market Oversight issued a no-action letter regarding the masking of information reportable under the ownership and control final rule.
United States Finance and Banking

On April 8, the U.S. Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight issued a no-action letter regarding the masking of information reportable under the ownership and control final rule (the "OCR Final Rule").  The no-action letter permits reporting parties with reporting obligations on OCR Forms 102A and 102B to mask certain identifying information, subject to conditions, until the earlier of: (i) a reporting party no longer holding the requisite reasonable belief regarding the privacy law consequences of reporting; and (ii) March 1, 2017. Release.

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