| Fund Name: | GoodHaven Funds Trust |
| Adviser: | GoodHaven Capital Management LLC |
| Sub-Adviser(s): | None |
| Fees: | 0.9% Management Fee |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $10,000 minimum initial investment, $1,000 minimum subsequent investment (Regular accounts); $2,500 minimum initial investment, $1,000 minimum subsequent investment (Retirement accounts) |
| Filing Date: | Jan. 8, 2016 |
| Effective Date: | Pending |
| Fund Name: | Direct Lending Income Fund |
| Adviser: | Direct Lending Income Fund Advisors LLC |
| Sub-Adviser(s): | None |
| Fees: | 1% Management Fee |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $25,000 minimum initial investment; $5,000 minimum subsequent investment |
| Filing Date: | Dec. 31, 2015 |
| Effective Date: | Pending |
| Fund Name: | American Funds Emerging Markets Bond Fund |
| Adviser: | Capital Research and Management Company |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Open-End (Mutual fund) |
| Investor Restrictions: | $250 minimum initial investment; $50 minimum subsequent investment |
| Filing Date: | Dec. 18, 2015 |
| Effective Date: | Pending |
| Fund Name: | Stone Ridge Trust V |
| Adviser: | Stone Ridge Asset Management LLC |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End (Quarterly repurchase) |
| Investor Restrictions: | $15 million minimum initial investment for institutional investors and their clients; No minimum for other client groups |
| Filing Date: | Dec. 11, 2015 |
| Effective Date: | Pending |
| Fund Name: | Sound Point Alternative Income Fund |
| Adviser: | Sound Point Capital Management LP |
| Sub-Adviser(s): | None |
| Fees: | Not specified |
| Open- or Closed-End: | Closed-End |
| Investor Restrictions: | None specified |
| Filing Date: | Dec. 11, 2015 |
| Effective Date: | Pending |
The content of this article is intended to provide a general guide to the subject matter. Specialist advice should be sought about your specific circumstances.