Jones Day is a global law firm with more than 2,500 lawyers across five continents. The Firm is distinguished by a singular tradition of client service; the mutual commitment to, and the seamless collaboration of, a true partnership; formidable legal talent across multiple disciplines and jurisdictions; and shared professional values that focus on client needs.
On February 3, 2015, the SEC's OCIE released a summary of the results from its Cybersecurity
Examination Initiative, which examined 57 broker-dealers and 49
investment advisers in order to better determine how these entities
address the legal, regulatory, and compliance issues associated
with cybersecurity. The summary provides findings regarding these
firms' practices and procedures for identifying, addressing,
and protecting their networks and trading activities from
cybersecurity risks.
The content of this article is intended to provide a general
guide to the subject matter. Specialist advice should be sought
about your specific circumstances.
