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On November 19, the Securities and Exchange Commission voted to adopt new rules designed to strengthen the technology infrastructure of the U.S. securities markets.
On November 19, the Securities and Exchange Commission voted to
adopt new rules designed to strengthen the technology
infrastructure of the U.S. securities markets. The rules
– together comprising Regulation Systems Compliance
and Integrity (Regulation SCI) – impose requirements
on certain key market participants intended to reduce the
occurrence of systems issues and improve resiliency when systems
problems do occur. Release. Rule. SEC Staff Guidance.
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